APPENDIX E-2
Record Content Analysis
Findings, Discussion, and Recommendations

 Table of Contents

 

1.0. Introduction..............................................................................................................1
       1.1. Organizational of Material..................................................................................1
2.0. Method Overview....................................................................................................3
3.0. Data Summaries.......................................................................................................3
       3.1. Accuracy..........................................................................................................4
       3.2. Completeness...................................................................................................4
       3.3. Resource Profile...............................................................................................5
       3.4. Serviceability....................................................................................................6
       3.5. Examples of High-Quality Records From Sample..............................................7
4.0. Findings, Discussions, and Recommendations...........................................................8
       4.1. Accuracy..........................................................................................................8
       4.2. Completeness...................................................................................................9
       4.3. Resource Profile...............................................................................................28
       4.4. Serviceability....................................................................................................34
5.0. Summary of Recommendations................................................................................38
       5.1. Agency Level...................................................................................................38
       5.2. Standards Level (Revision of the NARA Guidelines)........................................39
6.0. Further Research.....................................................................................................40
7.0. Conclusion..............................................................................................................41 

Table E2-1 Organization of Results..................................................................................2
Table E2-2 Aggregation Semantics..................................................................................30 

Attachments E2-1a through E2-1d: Examples of High-Quality Records From the Sample..43 

Attachments E2-2a through E2-2d: Aggregation Code Examples......................................55

 

1.0. INTRODUCTION

Content analysis of GILS records served three purposes: to assess records’ quality in terms of completeness and accuracy; to explore the relationship of selected characteristics of records and serviceability in networked information discovery and retrieval (NIDR); and to develop recommendations for future application or adaptation of the method.

More than 3500 instances of metadata were evaluated for incidence and/or content, and entered into a database for subsequent coding and analysis. This appendix presents the results of that analysis, along with a discussion of implications and recommendations. In addition, the investigators maintained a log of areas for further research (see Section 8.0) that may be utilized by system developers, specification and procedures writers, and those with direct responsibility for GILS record quality.

1.1. Organization of Material

Section 3.0 Data Summaries aggregates significant results in terms of the analysis objectives. Detailed results of the analysis, Section 4.0 Findings, Discussion, and Recommendations, are presented in four major categories, which were assigned alphabetic codes. "Accuracy (A)" concerns the incidence of errors. "Completeness (C)" includes data concerning GILS record element utilization and values. "Resource Profile (P)" includes findings concerning general characteristics, such as aggregation and objects represented, for the sample population. The final section, "Serviceability (S)," presents findings relevant to record effectiveness in NIDR and user convenience. Further, each category code was coupled with a numeric code that reflects the order of data collection; under "Completeness" the data are additionally sorted in preferred element display order [per Federal information processing standards publication 192, Application Profile for the Government Information Locator Service (GILS) (National Institute for Standards and Technology, 1994) and The government information locator service: Guidelines for the Preparation of GILS Core Entries (National Archives and Record Administration, 1995a)] for ease of reference.

The following table offers a summary of the organizational scheme used in Section 4.0 Findings, Discussion, and Recommendations.

 Table E2-1
Organization of Results

CATEGORY AND CRITERIA                                                                                       SECTION 4.0
SUBSECTION
(ITEM
CODE)

ACCURACY.......................................................................................................................................4.1
        FORMATTING ERRORS...........................................................................................................A1
        SPELLING AND TYPOGRAPHICAL ERRORS.......................................................................A2
COMPLETENESS.............................................................................................................................4.2
        NUMBER OF ELEMENTS PER RECORD................................................................................C1
        PRACTICE OF PRESENTING "BLANK" ELEMENTS.............................................................C2
        UTILIZATION AND SELECTED CHARACTERISTICS OF "MANDATORY" ELEMENTS...C3
             TITLE......................................................................................................................................C3.1
             ORIGINATOR........................................................................................................................C3.2
             LOCAL SUBJECT INDEX TERMS—"US FEDERAL GILS"................................................C3.3
             ABSTRACT............................................................................................................................C3.4
             PURPOSE...............................................................................................................................C3.5
             AGENCY PROGRAM............................................................................................................C3.6
             AVAILABILITY-DISTRIBUTOR...........................................................................................C3.7
             AVAILABILITY-ORDER PROCESS.....................................................................................C3.8
             SOURCES OF DATA.............................................................................................................C3.9
             ACCESS CONSTRAINTS.....................................................................................................C3.10
             USE CONSTRAINTS.............................................................................................................C3.11
             POINT OF CONTACT...........................................................................................................C3.12
             SCHEDULE NUMBER...........................................................................................................C3.13
             CONTROL IDENTIFIER........................................................................................................C3.14
             RECORD SOURCE................................................................................................................C3.15
             DATE OF LAST MODIFICATION.......................................................................................C3.16
        UTILIZATION AND CHARACTERISTICS OF SELECTED "OPTIONAL" ELEMENTS.........C4
             CONTROLLED VOCABULARY-INDEX TERMS-CONTROLLED....................................C4.1
             CONTROLLED VOCABULARY-THESAURUS...................................................................C4.2
             LOCAL SUBJECT INDEX......................................................................................................C4.3
             AVAILABILITY-RESOURCE DESCRIPTION......................................................................C4.4
             METHODOLOGY...................................................................................................................C4.5
RESOURCE PROFILE.......................................................................................................................4.3
        RECORD TYPES..........................................................................................................................P1
        OBJECTS REPRESENTED..........................................................................................................P2
        RECORD AGGREGATION.........................................................................................................P3
        CONTAINERS.............................................................................................................................P4
SERVICEABILITY.............................................................................................................................4.4
        FILE FORMATS..........................................................................................................................S1
        CONTENT HYPERTEXT............................................................................................................S2
        CAPITALIZATION.....................................................................................................................S3
        INDENTATION..........................................................................................................................S4
        ELEMENT DISPLAY ORDER....................................................................................................S5
        DEFINITIONS OF ACRONYMS...............................................................................................S6
        CITATION OF LEGISLATION..................................................................................................S7
        LOCALLY DEFINED ELEMENTS............................................................................................S8

2.0. METHOD OVERVIEW

The analysis was performed in two phases: Phase 1 comprised examination of a pool of 80 records from 40 agencies’ GILS retrieved deliberately to represent a range of information resource types (e.g., databases, catalogs, records systems). These records served as the basis for developing and operationalizing a set of more than 50 qualitative and quantitative evaluative criteria that included records’ format, aggregation, media representation, and descriptiveness. Descriptiveness was defined as the incidence of utilization and content (value) attributes for all mandatory and selected optional elements and subelements specified by FIPS Pub. 192 Annex E-GILS Core Elements definitions as reproduced and supplemented by usage guidelines and examples in the NARA Guidelines. In Phase 2, these criteria were systematically applied to a set of 83 records randomly retrieved January 13 and 14, 1997, from 42 agencies’ GILS. Results, therefore, reflect record content at the time of retrieval and represent a "snapshot" during only one, and arbitrary, point in the GILS system lifecycle. In addition, the "Core subset" analysis comprises records within the total sample that contained a value of "US Federal GILS" or "U.S. Federal GILS" in the Controlled Vocabulary-Local Subject Index Term subelement.

Appendix C-4 Record Content Analysis Methodology provides a complete discussion of methodology, and
Appendix D-4 Record Content Analysis Instrument presents the database fields used for data collection.

 

3.0. DATA SUMMARIES

The following tables summarize significant data resulting from the analysis in terms of the objective-based categories outlined in Section 1.1 Organization of Material. Operational definitions of semantics used during the analysis are presented in Appendix C-4 Record Content Analysis Methodology and reiterated as applicable in Section 4.0 Findings, Discussion, and Recommendations. Investigators strongly recommend that interpretation of the following findings be guided by the complete data and discussions provided in Section 4.0.

Section 3.5 High Quality Records From the Sample cites records exemplifying many of the important quality characteristics. These records are reproduced (as printed directly from the Web) in Attachments E2-1a through E2-1d to this appendix.

3.1. Accuracy

The following summary data reflect the number of errors identified in the sampled GILS records. (The scope of the current study did not include verification of the "accuracy" of substantive information per se—such as telephone numbers, URLs, etc.)

 Criteria

Data Summary and Highlights

Section 4.0

Records with incorrect date formats 33% C3.16
Records with file formatting errors 24% A1
Records with spelling or typographical errors 10% A2

  

3.2 Completeness

This table presents summary data concerning the fullness of sampled records in terms of inclusion of both "mandatory" and "optional" elements (as defined by the NARA Guidelines).

 Criteria

Data Summary and Highlights

Section 4.0

General
Number of populated elements per record max 190
min 11
avg 42
C1
Records containing "blank" (labeled but null value) elements 36% C2
Locally defined elements identified 12 S8
Utilization of 12 mandatory elements (excludes AIS-Mandatory and RM-dependent)
Total sample 96% C3.1-16
Core subset 95% C3.1-16
Utilization of selected optional elements
Controlled Vocabulary 12%
LCSH most popular thesaurus
C4.1 C4.2
Local Subject Index 54% (includes variants of "US Federal GILS") C4.3
Availability-Resource Description 12% for total sample
24% for core subset
C4.4
Methodology 2% C4.5
Originator subelement(s) 65% C3.2
Record Source subelement(s) 63% C3.15

 

3.3. Resource Profile

The following table summarizes characteristics of the resources described in the sampled records. 

Criteria

Data Summary and Highlights

Section 4.0

Record types (AIS, Locator, Privacy Act systems) could not be discerned P1
Objects represented (12 types)
22% "subject matter database"
19% "publication"
59% other
P2
Aggregation (5 levels)
36% Record aggregated objects
25% Aggregated object represented
20% Discrete object
12% Object aggregates metadata
6% Unknown
P3
Containers (7 types)
22% Multiple
23% Print
8% Web
P4

 

3.4. Serviceability

The "serviceability" data summarized below are considered to represent record effectiveness in terms of the dgree to which they enhance NIDR, convenience to the user, aesthetics, readability, and relevance judgment. 

Criteria

Data Summary and Highlights

Section 4.0

NIDR Factors
Records with spelling or typographical errors 10% A2
Records with Controlled Vocabulary 12%
LCSH most popular thesaurus
C4.1 C4.2
Records with Local Subject Index 54%
6% of Core subset contained "U.S." rather than "US" in <US Federal GILS>
C4.3
C3.3
Records with Resource Description 12% for total sample
24% for core subset
C4.4
Records with Record Schedule number 14% C3.13
Records with Control Identifier 91% C3.14
Records with Originator subelement(s) 65% C3.2
Records with Record Source subelement(s) 63% C3.15
Locally defined elements identified 12 S9
Aggregation 36% Record aggregated objects
25% Aggregated object represented
20% Discrete object
12% Object aggregates metadata
6% Unknown
P3
Records with (any) acronyms 65% S6
Records with undefined acronyms 12% S6
Records with dates in incorrect format 33% C3.16
Records with legislative citation 48% (only one was GILS-related) S7
User Convenience  
Preferred element display order 64% for total sample
57% for Core subset
S5
Points of Contact 50% offices
23% personal names
9% job title
3% other
C3.12
Records with Availability-Distributor 93% C3.7
Availability-Order Process 86% C3.8
Records with hypertext

File formats

25% total
52% in Available Linkage
24% in Distributor Network Address
81% ASCII
83% HTML
2% SGML
0% PDF
S2


S1

Aesthetics/Readability
Number of populated elements per record max 190
min 11
avg 42
C1
Records containing "blank" (labeled but null value) elements 36% C2
File formats 81% ASCII
83% HTML
2% SGML
0% PDF
S1
Records with file formatting errors 24% A1
Capitalization style 86% sentence-case
10% elements-only capitalized
S3
Records employing any indentation pattern 73% S4
Relevance-Judgment Factors
Records with descriptive Titles 75% C3.1
Records with descriptive Abstract 86% C3.4
Records with (any) undefined acronyms 12% S6
Records with substantive Access Constraints 29% C3.10
Records with substantive Use Constraints 17% C3.11
Records naming container (dissemination media) 50% P4
Locally defined elements identified 12 S8
Records with Resource Description 12% for total sample
24% for core subset
C4.4
Records misusing Date of Last Modification as referring to resource rather than record at least 4 C3.16

 

 3.5. Examples of High-Quality Records from Sample

Four records exhibiting characteristics of "high quality" are provided as examples in Attachments E2-1a through E2-1d to this appendix. 

These records contain mandatory elements populated with NARA Guidelines-compliant values and are highly readable and descriptive without excessive length. In addition, they represent a range of "information objects" and "containers" (see Appendix C-4 Record Content Analysis Methodology): an information resource organization, an aggregated set of reports available via Web site, a "system of records" available via Government Printing Office (GPO) GPO Access, and a traditional printed publications catalog, respectively.

4.0. FINDINGS, DISCUSSION, AND RECOMMENDATIONS

Detailed results of the analysis are presented below in four major categories, which were assigned alphabetic codes. Section 4.1 "Accuracy (A)" concerns the incidence of errors. Section 4.2 "Completeness (C)" includes data concerning GILS record element utilization and values. Section 4.3 "Resource Profile (P)" includes general characteristics of the records studied. The final section, Section 4.4 "Serviceability (S)," presents findings relevant to record effectiveness in NIDR and user convenience. Further, each category code was coupled with a numeric code that reflects the order of data collection; under "Completeness" the data are additionally sorted in preferred element display order (per FIPS Pub. 192 and the NARA Guidelines) for ease of reference.

4.1. Accuracy

The following data reflect the number of errors identified in the sampled GILS records. (The scope of the current study did not include verification of the "accuracy" of substantive information per se—such as telephone numbers, URLs, etc.) File formatting errors were found in about 25% of sampled records; spelling and typographical errors were evident in 10%.

A1 Formatting Errors
Findings:
Roughly 1 in 4 records sampled contained error(s) attributable to file formatting or conversion, such as no hard-returns, unintentional hard-returns, incomplete files, HTML tags, stray ASCII text, file format characters, etc.

TOTAL SAMPLE

FILE FORMAT ERRORS

N

%

YES

20

24%

NO

63

76%

TOTAL

83

100%

CORE SUBSET

FILE FORMAT ERRORS

N

%

YES

7

17%

NO

35

83%

TOTAL

42

100%

Discussion: These data support record-creator complaints during focus groups and interviews with key informants that support personnel at times/places do not have online access with which to view GILS product. Study participants (see Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations) showed poor tolerance of formatting errors.
Recommendations: Devise a hard-/software independent template and/or HTML editor for record formatting, or limit formatting responsibility to agency or subcontracted personnel with Web browsers.

A2 Spelling and Typographical Errors
Findings
: The examination revealed that 1 in 10 records sampled contained spelling or typographical errors; the percentage was somewhat lower in the Core subset. 

TOTAL SAMPLE

SPELLING ERRORS/TYPOS

N

%

YES

8

10%

NO

75

90%

TOTAL

83

100%

CORE SUBSET

SPELLING ERRORS/TYPOS

N

%

YES

3

7%

NO

39

93%

TOTAL

42

100%

Discussion: In addition to the possibility of record retrieval failure caused by lack of exact matching of user input, the presence of spelling and typographical errors may erode users’ trust in the transmission and/or content integrity of records.
Recommendations: Use machine-based spell checkers, or assign checking responsibility to someone other than the writer.

 

4.2. Completeness

The following data concern the fullness of sampled records in terms of inclusion of both "mandatory" and "optional" elements (as defined by the NARA Guidelines). Of 67 possible element tags, the sample averaged 42 elements containing substantive values of a value of "none," "not applicable," etc. Nearly 40% of the records sampled featured the practice of presenting some "blank" elements—i.e., labels with no data.

C1 Number of Elements Per Record
Findings
: In the total sample, records averaged a "length" of 42 elements, with a maximum of 190 and minimum of 11. The most frequent element count (mode) was 33, featured by 8% of the records. The Core subset’s element utilization rates were not significantly different from the total sample. 

TOTAL SAMPLE

TOTAL FIELDS USED

   
SUM

3500

 
AVG

42

 
MAX

190

 
MIN

11

 
MODE

33

8%

CORE SUBSET

TOTAL FIELDS USED

   
SUM

1873

 
AVG

45

 
MAX

190

 
MIN

11

 
MODE

33

10%

Discussion: FIPS Pub. 192 currently specifies 67 tags. User perception of a record’s "length" may be related to several factors, including C2-Practice of Presenting Blank Elements, S1-File Formats, S3-Capitalization, S4-Indentation, and S5-Element Display Order, as well as the number of elements utilized and repeated and the extent of their values. In the Scripted Online User Assessment, a record containing 14 (total) populated elements was judged "just right" in length by most users; one user felt that record space was generally "wasteful in relation to what you get" clarified as meaning "not actual documents." Of the 190 elements of the maximum-length record noted above, 170 were Point of Contact subelements in which 17 agency field stations were described (for a "records management program"). In addition, although this practice was not assessed systematically, the investigators noted several instances of pronounced redundancy in record content—e.g., one record contained "browser is required" or equivalent in four different elements.
Recommendations: Implement Z39.50-compliant clients which will enable the presentation of customized views of the record. To address the appropriateness of content and placement of values, a possible research project might isolate a random sample of selected data values and test whether GILS-cognizant vs. noncognizant users can place them in the "correct" (per published standards) elements. For those not trained in bibliographic control, and even those who are familiar with library cataloging processes, the NARA Guidelines are complex and at times ambiguous. Record creators as well as quality checkers may require a more straightforward, procedural, or specific instructions as well as a FAQ list, pocket guide reference, context-sensitive online help, etc. to select elements required to describe the resource and its availability appropriately.

C2 Practice of Presenting "Blank" Elements
Findings
: More than one-third of the records examined presented one or more elements (labels) containing no data. No pattern was discernible across agencies as to the basis for this practice. However, it is possible that record creators are working with a "generic," inflexible in the interest of time economy or internal quality assurance initiatives.

TOTAL SAMPLE

"BLANK" ELEMENTS

N

%

YES

30

36%

NO

53

64%

TOTAL

83

100%

CORE SUBSET

"BLANK" ELEMENTS

N

%

YES

17

40%

NO

25

60%

TOTAL

42

100%

Discussion: See C1-Number of Elements Per Record for a note about user perceptions of record "length." In addition, users may perceive "blank" elements as agency negligence or system error.
Recommendation: A further analysis of how record creators are handling elements perceived as irrelevant or not necessary (i.e., the incidence of "none," "not applicable," "N/A," "not required" and similar null values vs. presentation of "blank" elements vs. omission of such elements altogether) may indicate that a procedural standard is in order. A useful adjunct to this research could assess the incidence of elements presented for "fielded searching" and agency rationale for selection.

C3 Utilization and Selected Characteristics of "Mandatory" Elements

Overall, utilization of GILS mandatory elements was very high. Excluding Agency Program, Sources of Data, and Schedule Number because the incidence of AIS as a record type could not be determined, the analysis revealed 96% utilization for the total sample and 96% for the Core subset. Given that 50% of the records featured some variant of "US Federal GILS" in the Local Subject Index, this close match may be interpreted to mean either a nearly ubiquitous appreciation of the intrinsic value of the mandatory elements or a similarly ubiquitous uncertainty as to the designation "core" record.

 The characteristics of values found in mandatory elements was less positive, however:

These findings indicate that adherence to the NARA Guidelines in terms of element inclusion is high but that application of usage recommendations is less predictable.
The following results and discussion are presented per element in "preferred display" order for a GILS record (FIPS Pub. 192 and NARA Guidelines). Note that the term utilization here means that the element was present, presented, and populated (even in cases where "none", "n/a", or similar acknowledgment of an absence of substantive content was present).

C3.1 Title
Findings
: All records sampled utilized Title. Of the total sample, 3 in 4 records’ Titles were coded descriptive; the incidence was slightly lower (67%) in the Core subset. The code of nondescriptive was applied to instances such as: 

Examples of descriptive titles include "Investment Funds Brochure," "Automated Tariff Filing and Information System," and "GPO Access User Guide Online via GPO Access." In addition, although time constraints precluded a systematic assessment, the investigators noted at least the following terms used in titles of records describing an agency Web site: "Home Page," "Homepage," "World Wide Web Site," and "Internet Site."

TOTAL SAMPLE

TITLE DESCRIPTIVE

N

%

YES

62

75%

NO

21

25%

TOTAL

83

100%

CORE SUBSET

TITLE DESCRIPTIVE

N

%

YES

28

67%

NO

14

33%

TOTAL

42

100%

Discussion: The importance of descriptive Titles cannot be overemphasized given that it represents the only substantive content returned by most GILS search engines in the results list. The Scripted Online User Assessment determined that most users will judge a "hit’s" relevancy first by appearance of their search terms in the Title, followed by WAIS "score," a finding related to a difficulty encountered during the current content analysis—particularly of titles of automated information systems. The NARA Guidelines state:

This guideline assumes that the names of automated information systems (see P5-Object Represented) are descriptive for purposes of NIDR—an assumption the investigators find unwarranted in experience (the choice of name for a system is often motivated by its ability to create a facile acronym) and by way of this investigation. For example, are "OpenNet," "Enterprise Information System: EIS," "OEPC BBS," and "HUD USER," descriptive titles? According to [1] above, no. NARA, in their record "CLIO, The National Archives Information Server" attempts to accommodate both principles (and the investigators assume, although the term is not defined in the record, that "CLIO" spelled out might not be "descriptive."). The latter example brings to light another issue—that of search engines failure to return the agency acronym with the search result (title). This further degrades the NIDR value of titles such as "Consumer Bulletins," which emphasize audience at the expense of "the general topic area, as well as a specific reference to the subject" (per [2] above)—a problem that appears to be exacerbated upon wide cross-agency searching. Unfortunately, on the other side of this coin are titles such as "Federal Communications Commission (FCC) Technical Documents Created By Its Office of Engineering and Technology (OET)," a title that some might characterize as verbose. Section S2-Content Hypertext also discusses Title values.
Recommendations: Given that the title is the only record-content cue provided to current GILS users, it is essential that some degree of objective, third-party (i.e., other than resource creator and/or record creator) evaluation be applied when evaluating title descriptiveness. Implementation of Z39.50-compliant systems could eliminate this problem by allowing the user to select presentation of the Abstract with the Title to assist in judging relevancy.

C3.2 Originator
Findings:
All records examined utilized the Originator element. 65% of the records sampled utilized at least one Originator subelement but only 45% presented its label.

TOTAL SAMPLE

ORIGINATOR SUBELEMENTS

N

%

YES

54

65%

NO

29

35%

TOTAL

83

100%

CORE SUBSET

ORIGINATOR SUBELEMENTS

N

%

YES

24

57%

NO

18

43%

TOTAL

42

100%

TOTAL SAMPLE

ORIGINATOR SUBELEMENTS LABELED

N

%

YES

37

45%

NO

46

55%

TOTAL

83

100%

CORE SUBSET

ORIGINATOR SUBELEMENTS LABELED

N

%

YES

16

38%

NO

26

62%

TOTAL

42

100%

Discussion: The NARA Guidelines provide the following definition of this element: "This element occurs once per locator record. It identifies the information resource originator, named as in the U.S. Government Manual where applicable." Most study participants felt that "all GILS records should look alike" (see Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations). It may be concluded that this preference refers to the presence and absence of display characteristics rather than content. An assessment of use of agency names as set forth in the U.S. Government Manual was not performed due to time constraints, however it is noted that this requirement will not serve the stated purpose of supporting NIDR unless the user has ready access to the Government Manual Table of Contents or Appendix A: Commonly Used Abbreviations and Acronyms.
Recommendations: The term "information resource originator" is undefined and its relationship to Point of Contact’s "organizational unit that created and maintains [investigators’ emphasis] the information dissemination product or information system" is unclear. It is suggested that research be conducted to assess users’ expectations concerning presentation of true "authorship" data in the bibliographic sense as opposed to the entity responsible for compilation, administrative maintenance, or dissemination of the resource. In addition, it is suggested that a cross-tabulation of Originator/Point-of-Contact/Record Source values be performed and the values sampled for accuracy to verify potential confusion among definitional terms and roles implied by "originator," "creator," "provider," etc. (See discussions at C3.12-Point of Contact and C.15-Record Source.) Further assessment of user preferences for display of organizational subelement labels and values, as well as their aggregation levels and resultant maintenance burden, is recommended as well. Investigators believe that standardization of element label display will contribute to users’ "footing" within GILS vs. other information space—e.g., recognition that GILS is a bounded (by function), top-down, two-dimensional service that spans across all agencies. In addition, on GPO Access GILS, it may be prudent to provide a hypertext link from "US Government Manual" in the field definition files to a recast version of Government Manual Appendix A: Commonly Used Abbreviations and Acronyms.

C3.3 Local Subject Index—"US Federal GILS"
Findings:
As noted at the beginning of this section, for purposes of the GILS Evaluation record-content analysis, records containing "US Federal GILS" or "U.S. Federal GILS" in this element constituted the analysis subset called "Core subset." The NARA-recommended "US" format appeared in 43% of the records sampled.

TOTAL SAMPLE

US FED GILS

N

%

US FEDERAL GILS

36

43%

U.S. FEDERAL GILS

5

6%

NOT USED

41

49%

"US" BUT IN WRONG ELEMENT

1

1%

TOTAL

83

100%

CORE SUBSET

US FED GILS

N

%

US FEDERAL GILS

36

86%

U.S. FEDERAL GILS

5

12%

NOT USED

0

0%

"US" BUT IN WRONG ELEMENT

1

2%

TOTAL

42

100%

Recommendations: Investigators recommend that the concept and functionality of the GILS "Core" be re-examined in light of the study’s overall findings and given the lack of significant difference in utilization and quality of "mandatory" vs. "optional" elements revealed during this content analysis. Should the requirement remain viable, the results above call for a clarification of purpose and implementation guidelines in GILS standards and procedures.

C3.4 Abstract
Findings
: Only 2 records in the sample failed to provide a value in this element, one of these was in the Core subset. More than 85% of sampled records Abstracts were coded "descriptive." "Nondescriptive" incidents included:

TOTAL SAMPLE

ABSTRACT DESCRIPTIVE

N

%

YES

71

86%

NO

10

12%

NOT USED

2

2%

TOTAL

83

100%

CORE SUBSET

ABSTRACT DESCRIPTIVE

N

%

YES

37

88%

NO

4

10%

NOT USED

1

2%

TOTAL

42

100%

Discussion: Per the NARA Guidelines:

This [element’s] narrative should provide enough general information to allow the user to determine if the information resource has sufficient potential to warrant contacting the provider for further information…The content of the abstract will be dependent upon the nature of the entity to be described (i.e., a locator to information dissemination products, a Privacy Act system, or an automated information system). The abstract may include, but is not limited to, discussion of the information content (including data coverage, persons, events, and topics); form of information; media; time span; and geographic coverage.

The Abstract is a familiar and preferred basis of relevancy judgment for many users. Creation of descriptive abstracts is time-consuming and especially difficult for personnel unfamiliar with the resource subject and/or abstracting principles.
Recommendations: More specific guidelines, and perhaps exposure to a greater number of effective (model) Abstracts for various information objects (see P5-Information Object), may assist record creators in developing consistency in the descriptions. In addition, investigators recommend that the definition, usage, and structure of the Resource Description subelement be revised to provide physical description of the object as recognizable by the user rather than by the distributor, that this information be removed from the Abstract element to the Resource Description subelement, and that the subelement be mandatory and structurally associated with the Abstract element. See C4.4 Availability-Resource Description.

C3.5 Purpose
Findings
: Of the total sample, 96% of records utilized this element; of the Core subset, 95% did. 

TOTAL SAMPLE

PURPOSE

N

%

YES

80

96%

NO

3

4%

TOTAL

83

100%

CORE SUBSET

PURPOSE

N

%

YES

40

95%

NO

2

5%

TOTAL

42

100%

Discussion: The NARA Guidelines state that this element "describes why the information resource is offered and identifies other programs, projects, and legislative actions wholly or partially responsible for the establishment or continued delivery of this information resource." S7-Citation of Legislation presents data concerning the total (element-wide) incidence; the NARA Guidelines also call for legislative references in the Agency Program element (see C3.6-Agency Program).
Recommendations: The feasibility of automating the insertion of substantively correct and properly formatted legislative citations upon inclusion of a program or project name (i.e., installation of an expert-system legislation index cross-reference macro) could reduce record creation and maintenance burden as well as facilitate identification of legislation-dependent resources for agency users (IRM and public information office personnel), Congressional users, and public policy researchers.

C3.6 Agency Program (mandatory if AIS)
Findings:
The following tables present utilization of this element across the entire sample population because "AIS" as a record type could not be determined (see P4-Record Type). More than 70% of sampled records utilized this element. While time constraints precluded a systematic analysis of Agency Program values, the investigators noted only one record’s reference to "OMB Circular A-130."

TOTAL SAMPLE

AGENCY PROGRAM (AIS)

N

%

YES

63

76%

NO

20

24%

TOTAL

83

100%

CORE SUBSET

AGENCY PROGRAM (AIS)

N

%

YES

33

79%

NO

9

21%

TOTAL

42

100%

Discussion: See P5-Information Object; given a liberal interpretation that AISs comprise "subject-matter databases," "agency homepages," "bibliographic databases," and "systems of systems," one may extrapolate only a predicted 50% utilization of this element. It is possible that "non-AIS resource" record creators are recognizing the instrinsic value of this element in educating public users about agency functions. NARA Guidelines state that "This element identifies the major agency program or mission supported by the system and should include a citation for any specific legislative authorities associated with this information resource…In general terms, it explains why the information resource was created in the first place. The rationale for a specific design is found in the PURPOSE element."
Recommendations: The rationale for isolating mandatory use of this element to describe AISs as well as differentiation of expected values between Purpose and Agency Program should be clarified in the NARA Guidelines. See also C3.5-Purpose recommendation concerning legislative citation.

C3.7 Availability-Distributor
Findings:
90% of records examined utilized at least one subordinate field of the Availability- Distributor subelement. Incidence of use in the Core subset was identical to that of the total sample. 

TOTAL SAMPLE

AVAILABILITY-DISTRIBUTOR

N

%

YES

77

93%

NO

6

7%

TOTAL

83

100%

CORE SUBSET

AVAILABILITY-DISTRIBUTOR

N

%

YES

39

93%

NO

3

7%

TOTAL

42

100%

Discussion: Per the NARA Guidelines, the mandatory Availability element "is a grouping of subelements that together describe how the information resource is made available." Instructions for the mandatory Distributor subelement state: "Complete as many of the subordinate fields as necessary to identify the party from whom the information resource is available." Subordinate fields are Distributor’s Name, Organization, Street Address, City, State, Zip Code, Country, Network Address, Hours of Service, Telephone, and Fax. The word choice "necessary to identify to the party" may be too vague to promote standard usage.
Recommendations: The Guidelines wording "Complete as many of the subordinate fields as necessary to identify the party" could be improved to "Complete all subordinate fields as available to assist the user in communicating with the Distributor."

C3.8 Availability-Order Process
Findings
: Utilization (86%) of at least one subordinate field of the Availability- Distributor subelement was identical for the total sample and Core subset. One agency’s sampled records contained a request for users to specify that the order is "in response to information in a…GILS record." 

TOTAL SAMPLE

AVAILABILITY-ORDER PROCESS

N

%

YES

71

86%

NO

12

14%

TOTAL

83

100%

CORE SUBSET

AVAILABILITY-ORDER PROCESS

N

%

YES

36

86%

NO

6

14%

TOTAL

42

100%

Discussion: Per the NARA Guidelines, the mandatory Availability element "is a grouping of subelements that together describe how the information resource is made available." Instructions for the mandatory Order Process subelement state:

Provide information on the common ways in which copies of the information resource or data from the resource may be obtained from this distributor. Alternatively, provide information on how the resource may be accessed. Note here if there is an electronic linkage for ordering, and also complete the LINKAGE subelement. Each agency may wish to establish standard ordering instructions for inclusion here.

The 86% utilization rate, compared with those of other mandatory elements and subelements, may be relatively low as a result of record creators entering "ordering" information in other elements [e.g., Access Constraints (see C3.10) or Linkage as noted above] or omission of this element altogether for nonaccessible resources (e.g., proprietary databases) or those that can not be "ordered" per se, such as an agency library.
Recommendations: Content analysis of the Guidelines by a third-party (i.e., not someone who was involved with the writing) is recommended to reveal areas of redundancy and ambiguity. Another approach would involve isolation of a random sample of selected data values (e.g., a distributor’s URL) and testing whether GILS-cognizant vs. noncognizant users can place them in the "correct" (per published standards) elements.

C3.9 Sources of Data (mandatory if AIS)
Findings:
The following tables present utilization of this element across the entire sample population because "AIS" as a record type could not be determined (see P4-Record Type). More than 50% of the records in the total sample utilized this element; utilization was lower (43%) in the Core subset. 

TOTAL SAMPLE

SOURCE OF DATA (AIS)

N

%

YES

42

51%

NO

41

49%

TOTAL

83

100%

CORE SUBSET

SOURCE OF DATA (AIS)

N

%

YES

18

43%

NO

24

57%

TOTAL

42

100%

Discussion: See P5-Information Object; given a liberal interpretation that AISs comprise "subject-matter databases," "agency homepages," "bibliographic databases," and "systems of systems," one may extrapolate the found 50% utilization of this element. However, although values of this element were not analyzed systematically, the investigators noted several instances of non-AIS usage (e.g., the record "Detailed Briefing Materials," which describes a print supplement to the agency’s Annual Budget press release, cites the office responsible). NARA Guidelines instruct: "Give information about the primary sources or providers of data to the system. State if the information in the system is generated by the agency, or if it is received by the system from outside the agency. Examples of the source of information for a system from outside the agency include corporations doing business in the U.S., broadcast license holders, or another Federal agency. This practice possibly indicates that record creators recognize the intrinsic value of this element in educating public users about agency methods and procedures for collecting information.
Recommendations: The rationale for isolating mandatory use of this element to describe AISs should be clarified in the NARA Guidelines.

C3.10 Access Constraints
Finding:
This element was utilized in 99% of the total sample’s records and in 100% of Core subset’s records. The tables below reveal a slight difference between samples’ incidence of "none" (the NARA-recommended null value expression) vs. substantive values. More than 25% of the sampled records describe a resource with at least one access constraint.

TOTAL SAMPLE

ACCESS CONSTRAINT N

%

"NONE"

58

70%

SUBSTANTIVE

24

29%

NOT USED

1

1%

TOTAL

83

100%

CORE SUBSET

ACCESS CONSTRAINT

N

%

"NONE"

33

79%

SUBSTANTIVE

9

21%

NOT USED

0

0%

TOTAL

42

100%

Discussion: See C3.8-Order Process concerning possible redundancy of NARA-recommended Access Constraint values; Guidelines instructions for Access Constraint state to "[include] other special restrictions or limitations on obtaining the information resource. Guidance on obtaining any users' manuals or other aids needed for the public to reasonably access the information resource must also be included here [in the Documentation subelement]." (The latter direction raises an additional issue of whether recommended "users' manuals or other aids" are to be described by separate but complementary GILS record(s) and, if so, whether the at-hand GILS record’s Cross-Reference value or Documentation value should link to the actual manual or to the GILS record describing it. GPO’s GILS records entitled "GPO Access" (Control Identifier: "GPO/SOD/OEIDS00027" and "GPO Access User Guide Online via GPO Access" (Control Identifier: "GPO/SOD/OEIDS-00026") provide an example of this scenario. In addition, see discussion at C3.11-Use Constraints for possible confusion over "access" vs. "use" constraint elements’ values.
Recommendations: Investigators recommend that the NARA Guidelines differentiate placement of certain constraints (e.g., "requires forms-capable browser"—in Access Constraint vs. Order Process) and clarify the relationship between or the presence/absence of a user’s manual or aid and "access constraints."

C3.11 Use Constraints
Findings:
This element was utilized in 100% of both the total sample’s and Core subset’s records. The tables below reveal a slight difference between samples’ incidence of "none" (the NARA-recommended null value expression) vs. substantive values. 

TOTAL SAMPLE

USE CONSTRAINT

N

%

"NONE"

69

83%

NAMED

14

17%

TOTAL

83

100%

CORE SUBSET

USE CONSTRAINT

N

%

"NONE"

34

81%

NAMED

8

19%

TOTAL

42

100%

Discussion: While analysis of the substantive values in this element was not within the scope of the current study, the investigators noted several instances of Use Constraint values referring to Access Constraints (e.g., "[agency service organization] does not lend reference materials…although the public is welcome to use all of these in-house"). One record populated both the access and use constraint elements with "This system is an internal information and processing system and is not generally available for review outside the agency." Use Constraints is defined by the NARA Guidelines as: "describ[ing] any constraints or legal prerequisites for using the information resource or its component products or services." The definition of Access Constraints (see C3.10 above) carries precisely the same wording save for the substitution of the word "accessing" for "using." However, NARA’s usage guidelines, which contain differentiating caveats (e.g., "Restrictions on what may be done with the information once it has been accessed are found in the USE CONSTRAINTS data element"), for both these elements appear to have been missed by some record creators.
Recommendation: Upon confirmation that confusion among Access vs. Use Constraints is significant, it is recommended that Use Constraints be renamed "Restrictions on Use of Information" or some other more straightforward phrase.

C3.12 Point of Contact
Findings:
Assessment of utilization for this element considered a substantive value in any subelement. 99% of the total sample and 98% of the Core subset records utilized this element. "Point of Contact Type" below reflects the initial subelement value in this element. 1 in 4 records sampled featured a personal name; roughly half featured the name of an office. 20% of the values were a job title.

TOTAL SAMPLE

POINT OF CONTACT TYPE

N

%

NAME

19

23%

OFFICE

45

54%

JOB TITLE

16

19%

OTHER

2

2%

NOT USED

1

1%

TOTAL

83

100%

CORE SUBSET

POINT OF CONTACT TYPE

N

%

NAME

7

17%

OFFICE

24

57%

JOB TITLE

8

19%

OTHER

2

5%

NOT USED

1

2%

TOTAL

42

100%

Discussion: Per the NARA Guidelines, this element "identifies an organization, and a person where appropriate, serving as the point of contact plus methods that may be used to make contact. This element consists of the following subelements: [Name; Organization; Street Address; City; State; Zip Code; Country; Network Address; Hours of Service; Telephone; Fax]…Complete as many of the subordinate fields as are necessary to identify the organization and individual responsible for the content of the information dissemination product or automated information system [investigators’ emphasis]. While confirming the accuracy of Points of Contact was beyond the scope of the current analysis, it is doubtful that "authors" are being listed in this element in cases where discrete information products (see P5-Objects Represented) are being described.
Recommendation: It is suggested that research be conducted to assess users’ expectations concerning presentation of true "authorship" data in the bibliographic sense as opposed to the entity responsible for compilation, administrative maintenance, or dissemination of the resource—a value they may expect feasibly to find in Originator (whose definition includes "organizational unit that created and maintains [investigators’ emphasis] the information dissemination product or information system" and Record Source elements as well. In addition, continuous and unscheduled audit of the accuracy of Points of Contact, as well as the quality of Contacts’ responses to GILS record-related questions, is essential. Users may not only abandon GILS as a result of a discrepancy in this element but broadcast the failure among communities of interest.

C3.13 Schedule Number (mandatory if intended to meet the obligation…to inventory automated information systems or other records series for records management purposes)
Findings:
The following tables present incidence of populated Schedule Number elements and their respective values. For the total sample, 55% of records utilized this element. 14% of all records sampled contained a record schedule number; 41% contained values indicating that scheduling was not required, is pending, etc. For the Core subset, an identical 55% element utilization rate was found. 5% of Core records contained a schedule number and 50% contained values indicating that scheduling was not required, is pending, etc. 

TOTAL SAMPLE

SCHEDULE NUMBER

N

%

NOT USED (TOTAL)

37

45%
"NOT SCHEDULED"

16

 
"N/A"

4

 
"PENDING"

3

 
"NONE"

3

 
"NOT APPLICABLE"

2

 
"UNSCHEDULED"

2

 
"SCHEDULE IN PROGRESS"

2

 
THIS IS A NONRECORD INFORMATION DISSEMINATION PRODUCT

1

 
SCHEDULE TO BE SUBMITTED PENDING NARA INFORMAL

REVIEW OF . . . PUBLICATIONS

1

 

TOTAL

34

41%
ATF RCS 201, ITEM 140

1

 
GENERAL RECORDS SCHEDULE NUMBER #20.9

1

 
GRS 14 Sec. 6 and GRS 20 Sec. 9

1

 
N1-138-88-2

1

 
N1-266-77-2-92

1

 
N1-309-87-002

1

 
N1-522-95-1

1

 
N1-95-88-2/62-9.11

1

 
NC1-122-79-1, ITEM 11

1

 
PBGC ITEM #67

1

 
SCHEDULED- N1420-93-1, #26

1

 
SCHEDULED-N1-420-93-1, #12

1

 

TOTAL

12

14%

GRAND TOTAL

83

100%
CORE SUBSET

SCHEDULE NUMBER

N

%

NOT USED (TOTAL)

19

45%
"NOT SCHEDULED"

11

 
"N/A"

0

 
"PENDING"

3

 
"NONE"

3

 
"NOT APPLICABLE"

2

 
"UNSCHEDULED"

0

 
"SCHEDULE IN PROGRESS"

2

 
THIS IS A NONRECORD INFORMATION DISSEMINATION PRODUCT

0

 
SCHEDULE TO BE SUBMITTED PENDING NARA INFORMAL

REVIEW OF . . . PUBLICATIONS

0

 

TOTAL

21

50%
N1-266-77-2-92

1

 
N1-95-88-2/62-9.11

1

 

TOTAL

2

5%

GRAND TOTAL

42

100%

Discussion and Recommendations: See Chapter 4 for discussion of GILS and records management.

C3.14 Control Identifier
Findings
: This element was utilized in the total sample and Core subsets at 91% and 88%, respectively. 

TOTAL SAMPLE

CONTROL ID

N

%

YES

76

91%

NO

7

9%

TOTAL

83

100%

CORE SUBSET

CONTROL ID

N

%

YES

37

88%

NO

5

2%

TOTAL

42

100%

Discussion: NARA Guidelines state that "this element is defined by the information provider [investigators’ emphasis] and is used to distinguish this locator record [investigators’ emphasis] from all other GILS Core entries. The control identifier should be distinguished with the record source agency acronym as provided in the U.S. Government Manual….Create a unique identifying number for each GILS Core entry. The control identifier will consist of two parts: an identifying acronym followed by a control number." While no explanation of the lower utilization rate for the Core subset can be offered by the investigators, evidence was found of two possibly related problems.
     First, college-educated participants in the online user assessment (see Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations) did not understand the definition or use of this element. Upon presentation of the term only, prior to any searching, 8 of 10 stated they were "uncomfortable with, or unsure of using" the element; upon presentation of the NARA definition, 4 of 8 respondents stated that "the definition, and how it fits into GILS" was still "unclear." It may not be unreasonable to assume that the users’ experience is transferable to a record-creator.
     Second, "information provider" is an undefined but crucial term within the element’s definition and could cause confusion when opposed to the construct of "author" or distributor (see further discussion of this issue at C3.12-Point of Contact). In addition, the definition assumes an understanding of the concept of "core" and "locator" records that may be unwarranted even among those in the GILS community—given the overall utilization rate of mandatory elements by the Core subset compared with the total sample. Finally, the Guidelines instructions concerning the values for this element vis-a-vis the many if/then scenarios are relatively elaborate and may require a level of inter-agency cooperation not in evidence during this study.
     An assessment of use of agency acronyms as set forth in the U.S. Government Manual was not performed due to time constraints, however it is noted that this requirement will not serve the stated purpose of supporting NIDR unless the user has ready access to the Government Manual.
Recommendations: Further assessments of utilization rates, including an accounting for the quality of values as well as the rationale used in their construction/assignment appears warranted. In addition, on GPO Access GILS, it may be prudent to provide a hypertext link from "US Government Manual" in the field definition files to a recast version of Government Manual Appendix A: Commonly Used Abbreviations and Acronyms.

C3.15 Record Source
Findings:
90% of the total sample’s records utilized this element; 88% of the Core subset records did. 63% of the records sampled utilized at least one Record Source subelement but only 46% presented its label. 

TOTAL SAMPLE

RECORD SOURCE

N

%

YES

74

90%

NO

9

10%

TOTAL

83

100%

CORE SUBSET

RECORD SOURCE

N

%

YES

37

88%

NO

5

2%

TOTAL

42

100%

TOTAL SAMPLE

RECORD SOURCE SUBELEMENTS

N

%

YES

52

63%

NO

31

37%

TOTAL

83

100%

CORE SUBSET

RECORD SOURCE SUBELEMENTS

N

%

YES

27

64%

NO

15

36%

TOTAL

42

100%

TOTAL SAMPLE

RECORD SOURCE SUBELEMENTS LABELED

N

%

YES

38

46%

NO

45

54%

TOTAL

83

100%

CORE SUBSET

RECORD SOURCE SUBELEMENTS LABELED

N

%

YES

16

38%

NO

26

62%

TOTAL

42

100%

Discussion: "This element identifies the organization, as named in the U.S. Government Manual, that created or last modified this locator record…Give the name of an organization, and normally the name of the unit, that has created this GILS Core entry" per the NARA Guidelines. Most study participants felt that "all GILS records should look alike" (see Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations), and it may be concluded that this preference refers to the presence and absence of display characteristics rather than content. Investigators believe that standardization of element label display will contribute to users’ "footing" within GILS vs. other information space—e.g., recognition that GILS is a bounded (by function), top-down, two-dimensional service that spans across all agencies. An assessment of use of agency names as set forth in the U.S. Government Manual was not performed due to time constraints, however it is noted that this requirement will not serve the stated purpose of supporting NIDR unless the user has ready access to the Government Manual Table of Contents or Appendix A: Commonly Used Abbreviations and Acronyms.
Recommendation: Further assessment of user preferences for display of organizational subelement labels and values, as well as their aggregation levels and resultant maintenance burden, is recommended. In addition, on GPO Access GILS, it may be prudent to provide a hypertext link from "US Government Manual" in the field definition files to a recast version of Government Manual Appendix A: Commonly Used Abbreviations and Acronyms.

 C3.16 Date of Last Modification
Findings:
Utilization of this element was identical in the total and Core subset samples: 98%. The tables below also reveal a high +33% incidence of nonstandard date formats in sampled GILS records (where N=1 instance of nonstandard date, in any element). In addition, the data reveal that at least four sampled records contained values indicating a misperception that the value of the element refers to the information resource being described rather than the record itself: "FY 1994," "1988," "1989," and "continuously updated." 

TOTAL SAMPLE

DATE OF LAST MOD

N

%

YES

81

98%

NO

2

2%

TOTAL

83

100%

CORE SUBSET

DATE OF LAST MOD

N

%

YES

41

98%

NO

1

2%

TOTAL

42

100%

TOTAL SAMPLE

LAST MOD DATE

 
NOT USED (N)

2

MOST RECENT

THURSDAY, DECEMBER 12, 1996

EARLIEST

SATURDAY, DECEMBER 31, 1988

MODE

TUESDAY, DECEMBER 12, 1995

AVERAGE

SUNDAY, DECEMBER 31, 1995

CORE SUBSET

LAST MOD DATE

 
NOT USED (N)

2

MOST RECENT

THURSDAY, DECEMBER 12, 1996

EARLIEST

MONDAY, DECEMBER 12, 1994

MODE

TUESDAY, DECEMBER 12, 1995

AVERAGE

SATURDAY, MARCH 16, 1996

TOTAL SAMPLE

ALL DATES IN YYYYMMDD?

N

%

YES

51

61%

NO

32

39%

TOTAL

83

100%

CORE SUBSET

ALL DATES IN YYYYMMDD?

N

%

YES

25

60%

NO

17

40%

TOTAL

42

100%

Discussion: The NARA Guidelines definition of this element is: "This element identifies the latest date on which this locator record was created or modified"—a relatively straightforward statement that is unfortunately obfuscated by the following [investigators’ emphasis]:

Usage Guidelines: This element is used initially to record the date of the creation of the GILS Core entry. The value of the element changes with any subsequent modifications [to what?]. Only the date of the last modification of the entry needs be included in the GILS Core entry, but agencies may wish to track the date of the initial creation of the GILS record as well in a local [sic] defined element.

An interview with GPO Access GILS support staff corroborated record-creators’ confusion concerning whether the value of this element describes the information resource or the GILS record itself. In addition, more than half of participants in the scripted online user assessment chose the value appearing in this element over others when asked to supply "how up-to-date are the described materials [in the record]?"
Recommendations: It is highly recommended that the Date of Last Modification element be renamed "Record Revision Date" and the confusing "entry" nomenclature in the usage guidelines be eliminated. In addition, where software resources permit, "auto-correct/auto-format" macros should be utilized to standardize dates. Use of computer-generated time/stamp dates, perhaps as a final "record checked and approved for release" procedure, may promote responsibility for record content quality among creators, facilitate audit sampling, and ease record maintenance as well. A possible future research project could assess government-wide frequency of change and clustering of Dates of Last Modification to reveal patterns in record maintenance.

C4 Utilization and Characteristics of Selected "Optional" Elements 

The following list summarizes findings from this portion of the analysis. 

 The relatively low incidence of nonmandatory elements in the sampled records is not seen as indicative of their potential application—i.e., nothing about the nature of the information resources described was revealed as precluding or discouraging their use. Rather it may reflect a minimum-compliance or expediency-based approach to record creation, the degree of comprehensibility of or intellectual accessibility to the NARA Guidelines, and/or insufficient training as to the value of elements in networked information discovery and retrieval (NIDR).

The following results and discussion are presented per element in "preferred display" order for a GILS record (FIPS Pub. 192 and NARA Guidelines). Note that the term utilization here means that the element was present, presented, and populated (even in cases where "none", "n/a", or similar acknowledgment of an absence of substantive content was present).

 C4.1 Controlled Vocabulary-Index Terms-Controlled
Findings:
10% percent of sampled records utilized controlled index terms; for the Core subset, utilization was slightly higher. 

TOTAL SAMPLE

INDEX TERMS-CONTROLLED

N

%

YES

8

10%

NO

75

90%

TOTAL

83

100%

CORE SUBSET

INDEX TERMS-CONTROLLED

N

%

YES

5

12%

NO

37

88%

TOTAL

42

100%

Discussion: The NARA Guidelines state the benefits of this element very well: "One method of identifying possible GILS entries of interest will be provided through the ability in GILS to search the entire text of the entry, including the narrative description in the ABSTRACT element. More precise search results can be achieved through the use of the CONTROLLED VOCABULARY element." There is no doubt that inclusion of controlled vocabulary terms greatly enhances NIDR. In addition, use of registered thesauri (see C4.2-Controlled Vocabulary-Thesaurus) may orient users in the resource subject domain; the majority of participants in the online assessment of GILS believed "It would be easier to search GILS records if they were grouped hierarchically by subject." (See Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations).
Recommendations: It is recommended that agencies pursue research into the effects of "familiar" and specialized Controlled Vocabularies on NIDR, in concert with the Library of Congress and GPO’s Cataloging Branch, to lessen users’ dependency on knowledge of agency mission and to increase precision of information retrieval. In addition, the value of providing thesaurus hyperlinkages warrants systematic study as does user preferences for "catalog-based" NIDR (e.g., the approach of Yahoo! and the Argus Clearinghouse). Users who find relevant records easily will probably focus less on GILS "user-ugliness" and serve as the most effective mode of promotion.

 C4.2 Controlled Vocabulary-Thesaurus
Findings:
Utilization of this element was higher for the Core subset (17%). The total sample named a thesaurus 8% of the time. Library of Congress Subject Headings was the most frequent value. 

TOTAL SAMPLE

THESAURI

N

%

HAZARDOUS WASTER SUPERFUND DATABASE

2

2%

LCSH

4

5%

DTIC

1

1%

TOTAL

7

8%

CORE SUBSET

THESAURI

N

%

HAZARDOUS WASTER SUPERFUND
DATABASE

2

5%

LCSH

4

10%

DTIC

1

2%

TOTAL

7

17%

Discussion and Recommendations: See C4.1-Controlled Vocabulary-Index Terms-Controlled.

 C4.3 Local Subject Index

Findings: This element was used in 98% of the core subset (see note at data), and in more than half of the total sample. 

TOTAL SAMPLE

LOCAL SUBJECT TERMS

N

%

YES

45

54%

NO

38

46%

TOTAL

83

100%

CORE SUBSET

LOCAL SUBJECT TERMS

N

%

YES

41

98%

NO*

1

2%

TOTAL

42

100%

*This results from the appearance of
"US Federal GILS" in an element other
than Local Subject Index.

Discussion: The utilization rate of this element within the Core subset is largely attributable to the minimal inclusion of the required "US Federal GILS" or variant. The NARA Guidelines define usage of the element for: "supplement[ing] an existing thesauri or in the absence of an acceptable listing…Identify significant subjects that apply to the information resource including broad concepts and unusual aspects of the system or product. Use topical subject headings consisting of general subject terms or names of events or objects."
Recommendation: An assessment of the frequency of use of Local Subject Terms other than to denominate a "core" record is highly recommended as a first step for clarifying the usefulness of this element in public-access NIDR. It is possible that this element will evolve to describe "aspects of the system or product" and/or "names of events or objects" relevant to Internet information space navigation, for example: "gopher archive, listserv, SIG" or "census, PDF, Web download"; see also C4.4-Availability-Resource Description below.

 C4.4 Availability-Resource Description
Findings
: Only 12% the total sample’s records utilized this element; utilization was double in the Core subset.

TOTAL SAMPLE

AVAILABILITY-

RESOURCE DESCRIPTION

N

%

NO

73

88%

YES

10

12%

TOTAL

83

100%

CORE SUBSET

AVAILABILITY-

RESOURCE DESCRIPTION

N

%

NO

32

76%

YES

10

24%

TOTAL

42

100%

 Discussion: The NARA Guidelines read in part: "This subelement identifies the resource as it is known to the distributor." Difficulties encountered while characterizing GILS information resources (see P4 Record Types and P5-Objects Represented), aggregation levels (see P6-Aggregation), and dissemination media (see P7-Containers) indicate that this element (or an additional element with this name) might better serve the objective of public-access NIDR if it were redefined to comprise the object/aggregation/container concept.
Recommendations: A qualitative analysis of element values for a large sample of GILS records is highly recommended. (See P4-Record Types, P5-Objects Represented, P6-Aggregation, and P7-Containers.)

C4.5 Methodology
Findings:
Utilization of this element was negligible (2%) in the total sample; the Core subset reflected 5% utilization. One record’s value for this element contained information about the manufacturing process for a CD-ROM (as opposed to the definitional content that would have described how the data on it were collected/compiled).

TOTAL SAMPLE

METHODOLOGY

N

%

NO

81

98%

YES

2

2%

TOTAL

83

100%

CORE SUBSET

METHODOLOGY

N

%

NO

40

95%

YES

2

5%

TOTAL

42

100%

Discussion: These findings may indicate another instance confusing application instructions. The NARA Guidelines state that the Methodology element "identifies any specialized tools, techniques, or methodology used to produce [investigators’ emphasis] this information resource...Provide here information concerning significant methodological characteristics of the information resource. Examples of items that might be discussed include the algorithm, universe description, sampling procedures, classification, or validation characteristics." An incomplete reading of instructions might lead to the CD-ROM example cited above, and a record-creator’s lack of knowledge of research terminology or access to relevant information might prohibit inclusion of a methodology description altogether.
Recommendations: This element, like Sources of Data (see C3.9) for AISs in particular, demands the contribution of resource creators or collaborators. Because its absence may subject the information resource to misuse or abandonment, it is recommended that agencies develop training and complementary procedures for record creators to recognize the need for and to obtain the information for populating this element.

 

4.3. Resource Profile 

Appendix C-4 Record Content Analysis Methodology enumerates the 42 agencies whose records were included in the record content analysis. The following paragraphs provide chief defining characteristics of the sample.

 Subject-matter databases (e.g., that for red cockaded woodpecker or accident-investigation information) comprised more that 20% of the resources described, followed by discrete publications (19%) and miscellaneous documents in an ad hoc collection (17%) (see P5-Objects Represented and Appendix C-4 Record Content Analysis Methodology for semantics). Agency homepages comprised 10% of the sampled records, a positive indicator of NIDR synergy among Federal information spaces. An analysis of aggregation types (see P6-Record Aggregation and Appendix C-4 Record Content Analysis Methodology for semantics) revealed that more than one-third of records described "new collections"—i.e., resources aggregated by virtue of the record itself (although the serviceability of this phenomenon in NIDR requires additional study). Related to description of resource types and aggregation, dissemination media or "containers" of information were found to be largely unidentifiable by the record’s content; 22% of resources were described as being packaged/disseminated by multiple modes, and the highest identifiable single mode was print (23%) followed by Web (8%).

The most important finding of this "profile" analysis is that GILS covers a potentially unfathomable scope of information, and that the implications of this for record creation and NIDR demand consideration and commentary by policymakers. The resolution of issues such as:

 are perceived as fundamental to GILS ultimate success.

P1 Record Types
Findings:
The investigators was unable to code sampled records according to record types of Automated Information System (AIS), Locator, and Privacy Act systems as outlined in the NARA Guidelines.
Discussion: (See also P5-Objects Represented.) The NARA Guidelines delineates three types of information resources: locators, automated information systems (AISs), and Privacy Act systems of records. The following text is provided to highlight the burden of denominating record types.
     The Guidelines define "locators" by means of example: 

…locators (not to be confused with the GILS itself) catalog or describe information products (such as books, CD-ROMs, publications, studies, reports, and patents, regardless of medium). For example, there could be a GILS Core entry describing the Library of Congress Information System (LOCIS). LOCIS consists of catalog entries for publications, and hence, serves as a locator to these publications

and "AISs" by means of reference to OMB Circular No. A-130:

An automated information system is a discrete set of information resources organized using information technology as defined in OMB Circular No. A-130

which, in turn, provides no definition of an AIS per se but defines "information resource" by way of inclusion: 

The term "information resource" includes both government information and information technology 

where: 

The term "Information technology" means the hardware and software operated by a Federal agency…to accomplish a Federal function 

as well as by functionality: 

[AISs] may be used for the collection, processing, maintenance or [investigators’ emphasis] dissemination of information, including Federal records…

A "Privacy Act system of records," the third information type delineated in the NARA Guidelines, is therein defined by way of reference to U.S.C. 552a, which specifies: 

the term ‘system of records’ means a group of any records under the control of any agency from which information is retrieved by…[an] identifying particular assigned to the individual.

This brief definitional synopsis is presented to stress the difficulty, and perhaps futility, of classifying GILS records by the information types set forth in the NARA Guidelines. The definitions are not mutually exclusive (i.e., many "locators" and "Privacy Act systems" are also "AISs") and the investigators felt that intercoder reliability was sufficiently poor to abandon the task. However, it is noted that five records sampled specified "Privacy Act system." 

The researchers found that a code of "object represented," developed during the current record content analysis, proved both more straightforward and productive in characterizing GILS records’ content. Results of this approach are discussed in the following section.

P2 Objects Represented
Findings:
This analysis aimed at capturing what types of information products and resources GILS records describe in accordance with the categories shown in Table E2-2.

Table E2-2
Aggregation Semantics 

Code

Operational Definition

Examples

Record Aggregates Objects GILS record, by virtue of its creation, collects discrete information resources that record content indicates would not have otherwise been collected or aggregated. Assigned in the absence of clues within the record that the represented objects were heretofore packaged as this collection to optimize information discovery and retrieval.
  • Privacy Act Systems compilation
  • files
  • press releases
  • forms
Aggregated Object Represented GILS record represents an a priori or purposeful collection of information resources—e.g., woodpecker database or agency website. GILS record represents an object that collects, or comprises, two or more discrete information objects, and that represents a collection of standalone information files or products packaged together on the basis of a common theme or subject for functional convenience.
  • CD-ROM of regulations
  • System that compiles Privacy Act records
  • job line of open requisitions
Discrete Object Represented GILS record describes a standalone document-level entity that does not meet the criteria for "object aggregates metadata" below.
  • annual report
  • videotape
Object Aggregates Metadata GILS record describes a pre-existing metadata collection, or "locator," as an information resource.
  • directory
  • catalog
  • index
  • log

As shown in the following data summaries, "subject matter databases" (i.e., a database of endangered species) were often described, comprising one-quarter of the records sampled. The Core subset sample reflected a higher value for "publication"—a category including discrete information objects available as self-contained entities such as books and individual technical reports, etc. 

TOTAL SAMPLE

OBJECT REPRESENTED

N

%

SUBJECT MATTER DATABASE

18

22%

PUBLICATION

16

19%

MISCELLANEOUS DOCUMENTS IN AD HOC COLLECTION

14

17%

AGENCY HOMEPAGE

8

10%

ORGANIZATION

6

7%

FORM

4

5%

ADMINISTRATIVE CATALOG

3

4%

BIBLIOGRAPHIC DATABASE

3

4%

PUBLICATIONS CATALOG

4

5%

SYSTEM OF SYSTEMS

3

4%

PROGRAM

2

2%

JOB LINE

1

1%

UNKNOWN

1

1%

TOTAL

83

100%

CORE SUBSET

OBJECT REPRESENTED

N

%

PUBLICATION

11

26%

SUBJECT MATTER DATABASE

8

19%

MISCELLANEOUS DOCUMENTS IN AD HOC COLLECTION

7

17%

AGENCY HOMEPAGE

4

10%

ORGANIZATION

2

5%

FORM

2

5%

PUBLICATIONS CATALOG

2

5%

SYSTEM OF SYSTEMS

2

5%

ADMINISTRATIVE CATALOG

1

2%

BIBLIOGRAPHIC DATABASE

1

2%

PROGRAM

1

2%

JOB LINE

1

2%

UNKNOWN

0

0%

TOTAL

42

100%

Discussion and Recommendations: The findings above show that nearly 20% of records sampled described a discrete publication as opposed to a "locator" (e.g., catalog) resource. This perhaps indicates an incorrect assumption by policymakers that all of an agency’s "information dissemination products" (including any book, paper, map, machine-readable material, audiovisual production, or other documentary material, regardless of physical form or characteristic, disseminated by an agency to the public") were described by extant locators. In fact, "locator-function" objects (extrapolated from Administrative Catalog, Bibliographic Database, and Publications Catalog) represented only a little more than 10% of objects described in the sample. See C3.1-Title, C3.4-Abstract, C3.6-Agency Program, C4.4-Availability-Resource Description, and P6-Aggregation for implications and recommendations associated with identifying "objects" within GILS records. In summary, it is highly recommended that users be provided an additional GILS element of "object represented" in order to evaluate aggregation, or "informational distance" from satisfaction of their requirement, and to increase retrieval precision (e.g., by eliminating object type "job line" from a search on unemployment statistics).

P3 Record Aggregation
Findings:
The analysis attempted to characterize each sampled record’s "aggregation" or "granularity" relative to others in the sample. Appendix C-4 Record Content Analysis Methodology provides a complete discussion of semantics; however, a summary of definitions is provided below. 

The analysis revealed a high number of records, more than one-third of the sample, that appeared to aggregate records, document, files, and other objects. Attachment 2a, a record titled "Briefing Materials, Public Comments, Other Related Official Files" exemplifies this phenomenon.
Records describing a discrete information resource that comprises two or more sub-resources (aggregated object represented) constituted 25% and 31% of the total and Core subset sample, respectively. Attachment 2b, a record titled "Worldwide Real Property Inventory System," describes a system that aggregates data from other systems.

Approximately one-fourth of the records sampled described a discrete, standalone information object such as a book, video, or technical report (see Attachment 2c "Investment Fund Brochure"). Metadata collections were described about 1 in 10 records; Attachment 2d, a record titled "Office of the General Counsel Library Catalog," serves as an example of items in this category. Five records whose "objects represented" (see P5) were not information resources (e.g., "organizations," "[functional] programs," and "facilities") could not be coded as to aggregation.

TOTAL SAMPLE

AGGREGATION

N

%

RECORD AGGREGATES OBJECTS

30

36%

AGGREGATED OBJECT REPRESENTED

21

25%

DISCRETE OBJECT REPRESENTED

17

20%

OBJECT AGGREGATES METADATA

10

12%

UNKNOWN

5

6%

TOTAL

83

100%

CORE SUBSET

AGGREGATION

N

%

RECORD AGGREGATES OBJECTS

16

38%

AGGREGATED OBJECT REPRESENTED

13

31%

DISCRETE OBJECT REPRESENTED

7

17%

OBJECT AGGREGATES METADATA

4

10%

UNKNOWN

2

5%

TOTAL

42

100%

Discussion and Recommendations: More than one-third of records described "new collections"—i.e., resources aggregated by virtue of the record itself, although the serviceability of this phenomenon in NIDR is questionable given record titles such as "Minutes" and "General Files." Counterbalancing this finding, however, is a roughly 20% incidence of item-level description when both "record aggregates metadata" (e.g., a catalog is the object) and "discrete object represented" (e.g., a brochure is the object). Investigators found the task of characterizing granulation extremely challenging and recognize the problems of nonexclusivity and intercoder reliability in the method employed during this analysis. However, a similar coding scheme, perhaps based on clearly defined (including by way of example) steps of distance from satisfaction of an information need and deliberately associated with object type, may be useful in facilitating NIDR. Section C4.4-Availability-Resource Description addresses the issue of granularity as well.

P4 Containers
Findings:
"Containers" were defined as dissemination media. Nearly half of the total sample described information resources whose containers could not be discerned from record content; containers in the Core subset were more frequently mentioned (31%). More than 1 in 4 of both the total and subset records described resources available in multiple containers. "Print" resources comprised about 20% of both samples, followed by "Web" resources (about 10%). 

TOTAL SAMPLE

CONTAINER

N

%

UNKNOWN

34

41%

MULTIPLE (OF ALL)

18

22%

PRINT

19

23%

WEB

7

8%

DIALUP

2

2%

CD-ROM

1

1%

VOICE

1

1%

VIDEO

1

1%

RADIO/TV BROADCAST

0

0%

MICROFORM

0

0%

LISTSERVE

0

0%

GOPHER

0

0%

FTP

0

0%

FAX

0

0%

EMAIL

0

0%

TOTAL

83

100%

CORE SUBSET

CONTAINER

N

%

UNKNOWN

13

31%

MULTIPLE (OF ALL)

12

29%

PRINT

10

24%

WEB

4

10%

DIALUP

1

2%

CD-ROM

1

2%

VOICE

1

2%

VIDEO

0

0%

RADIO/TV BROADCAST

0

0%

MICROFORM

0

0%

LISTSERVE

0

0%

GOPHER

0

0%

FTP

0

0%

FAX

0

0%

EMAIL

0

0%

TOTAL

42

100%

Discussion: User recognition of and ability to access/use "containers" may be a significant factor in relevance judgment (see discussion at C4.4-Resource Description). While time constraints precluded an assessment of hypertext incidence within Web containers, S2-Content Hypertext provides data concerning total incidence within the sample.
Recommendations: See C4.4-Resource Description.

 

4.4. Serviceability

The "serviceability" data shown below are considered to represent record effectiveness in terms of the degree to which they enhance NIDR, convenience to the user, aesthetics, readability, and relevance judgment.

S1 File Formats
Findings:
The HTML file format was available for nearly half of the total records sampled and 60% of records in the Core subset. Two records were available in SGML; none were available in PDF.

ASCII TEXT AVAIL?

N

%

HTML AVAIL?

N

%

PDF AVAIL?

N

%

SGML AVAIL?

N

%

YES

67

81%

YES

38

46%

YES

0

0%

YES

2

2%

NO

16

19%

NO

45

54%

NO

83

100%

NO

81

98%

TOTAL

83

100%

TOTAL

83

100%

TOTAL

83

100%

TOTAL

83

100%

 

ASCII TEXT AVAIL?

N

%

HTML AVAIL?

N

%

PDF AVAIL?

N

%

SGML AVAIL?

N

%

YES

32

76%

YES

25

60%

YES

0

0%

YES

2

5%

NO

10

24%

NO

17

40%

NO

42

100%

NO

40

95%

TOTAL

42

100%

TOTAL

42

100%

TOTAL

42

100%

TOTAL

42

100%

 

Discussion: Each file format has advantages for record creators and users, however given a choice between HTML- and ASCII-formatted records, study participants expressed a clear preference for the former (see Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations). See also A1-Format Errors. Also, it is noted that the use of the word "TEXT" vs. "HTML" on results lists may lead users to believe that clicking on the former will provide the (full) text of a document.
Recommendations: As noted in other sections, investigators believe that standardization of record display will contribute to users’ "footing" within GILS vs. other information—e.g., recognition that GILS is a bounded (by function), top-down, two-dimensional service that spans across all agencies. The ready availability of "HTML editor" programs, which convert a variety of file formats to HTML, should be exploited as resources permit.

S2 Content Hypertext
Findings
: Roughly 1 in 4 of the records sampled featured at least one instance of hypertext somewhere within element values. The following tables show that Available Linkage and Distributor Network address were the most frequently hotlinked elements (N = number of records). The incidence of Cross-Reference element hypertext was negligible.

TOTAL SAMPLE

 

ELEMENTS WITH

HOTLINKED VALUE

 

 

N

% OF

TOTAL

USE

AVAILABLE LINKAGE

13

52%

DISTRIBUTOR NETWORK ADDRESS

6

24%

DISTRIBUTOR URL (LOCALLY DEFINED)

2

8%

ABSTRACT

1

4%

CROSS-REFERENCE LINKAGE

1

4%

CROSS-REFERENCE TITLE

1

4%

ORDER PROCESS

1

4%

TOTAL

25

100%

NUMBER OF RECORDS USING LINKS

19

23%

CORE SUBSET

 

ELEMENTS WITH

HOTLINKED VALUE

 

 

N

% OF

TOTAL

USE

AVAILABLE LINKAGE

13

52%

DISTRIBUTOR NETWORK ADDRESS

6

24%

DISTRIBUTOR URL (LOCALLY DEFINED)

2

8%

ABSTRACT

1

4%

CROSS-REFERENCE LINKAGE

1

4%

CROSS-REFERENCE TITLE

1

4%

ORDER PROCESS

1

4%

TOTAL

25

100%

NUMBER OF RECORDS USING LINKS

12

29%

Discussion: While the maintenance burden of hypertext is recognized, users’ expectation for it will continue to accelerate for the foreseeable future.
Recommendations: A further analysis of hypertext incidence and placement is warranted to capitalize on user expectations. In the Scripted Online User, for example, users were asked "What do you think would happen if you were to click on this record’s hypertext title? ["U.S. International Trade Commission. Library Services"], and presented a multiple-choice list of:

a. I would jump to the ITC website
b. I would connect to ITC’s online library catalog
c. A list of ITC library staff contacts would appear
d. I would link to a fuller/longer version of this record
e. I would be given a list of library services such as interlibrary loan, photocopying, and research assistance
f. Other (please specify)

It is recommended that system designers actively participate in and contribute to PURL and similar technology development efforts to ensure satisfaction of GILS unique requirements.

S3 Capitalization
Findings:
86% of records sampled used sentence-case capitalization; 10% used all capitals for element labels. 

TOTAL SAMPLE

CAP STYLE

N

%

SENTENCE CASE

71

86%

ELEMENTS ONLY CAP

8

10%

MIXED

4

5%

OTHER

0

0%

ALL CAPS

0

0%

TOTAL

83

100%

CORE SUBSET

CAP STYLE

N

%

SENTENCE CASE

35

83%

ELEMENTS ONLY CAP

5

12%

MIXED

2

5%

OTHER

0

0%

ALL CAPS

0

0%

TOTAL

42

100%

Discussion and Recommendations: Attachments to this appendix, prepared to support Sections 1.5 Examples of High Quality Records and the discussion of P3-Aggregation, represent some variations in GILS record appearance. Investigators believe that standardization of record display, including typeface and weight will contribute to users’ "footing" within GILS vs. other information space—e.g., recognition that GILS is a bounded (by function), top-down, two-dimensional service that spans across all agencies. It is recommended that decisions concerning standardization be based on published research concerning visual cues in human-machine interaction.

S4 Indentation
Findings:
Roughly 1 in 4 records featured all flush-left text —i.e., no indentation was used to represent the element/subelement hierarchy. 

TOTAL SAMPLE

INDENTATION

N

%

YES

61

73%

NO

22

27%

TOTAL

83

100%

CORE SUBSET

INDENTATION

N

%

YES

29

69%

NO

13

31%

TOTAL

42

100%

Discussion and Recommendations: The lack of indentation, when coupled with other style characteristics, such as no boldface, all capitals, etc., impedes scanning of record content for relevant terms. Investigators believe that standardization of record display, including indentation, will contribute to users’ "footing" within GILS vs. other information space—e.g., recognition that GILS is a bounded (by function), top-down, two-dimensional service that spans across all agencies. It is recommended that decisions concerning standardization be based on published research concerning visual cues in human-machine interaction.

S5 Element Display Order
Findings:
Roughly two-thirds of the total sample and nearly one-half of the Core subset records displayed elements in the order recommended by FIPS Pub. 192 and the NARA Guidelines.

TOTAL SAMPLE

PREFERRED DISPLAY ORDER

N

%

YES

53

64%

NO

30

36%

TOTAL

83

100%

CORE SUBSET

PREFERRED DISPLAY ORDER

N

%

YES

24

57%

NO

18

43%

TOTAL

42

100%

Discussion and Recommendations: Lack of consistent and predictable ordering of metadata elements is disconcerting to users and may inhibit recognition of relevant terms. It is recommended that record designers standardize and use an ordering scheme based on systematic analysis of various user communities’ preferences and consider optional (on-the-fly) re-ordering or suppression of elements upon client command as is provided by Z39.50-compliant servers. See also C1-Number of Elements Per Record.

S6 Definition of Acronyms
Findings:
This analysis considered incidence of acronyms anywhere in the record, including the Acronym subelement. Only 12% of records containing acronyms failed to define them.

TOTAL SAMPLE

ACRONYMS

N

%

DEFINED

19

23%

NOT DEFINED

10

12%

NOT USED

54

65%

TOTAL

83

100%

CORE SUBSET

ACRONYMS

N

%

DEFINED

13

31%

NOT DEFINED

5

12%

NOT USED

24

57%

TOTAL

42

100%

Discussion and Recommendation: The incorporation of defined acronyms in government information undoubtedly assists users in NIDR. The absence of acronyms altogether in more than half of the records sampled was a surprising result, and record creators should be trained not to sacrifice relevant acronyms for record brevity. Section C3.1-Titles addresses the use of AIS acronyms.

 S7 Citation of Legislation
Findings
: Roughly half of the records sampled contained a reference to legislation concerning the information resource and/or its provision, including one instance of reference to GILS in Agency Program.

TOTAL SAMPLE

LEGISLATIVE CITE

N

%

YES

40

48%

NO

43

52%

TOTAL

83

100%

CORE SUBSET

LEGISLATIVE CITE

N

%

YES

21

50%

NO

21

50%

TOTAL

42

100%

Discussion and Recommendation: Inclusion of references to pertinent legislation improves NIDR only when the user searches in the "correct" (as used by the record creator) format—e.g., "Pub. L. 103-40" vs. "public law 103"). Given the fairly high incidence of legislative citation, it is recommended that a qualitative analysis of the citation formats be performed to determine the extent of variations. If warranted, a standard format should be incorporated into the NARA Guidelines. The feasibility of automating the insertion of substantively correct and properly formatted legislative citations upon inclusion of a program or project name (i.e., installation of an expert-system legislation index cross-reference macro) could reduce record creation and maintenance burden as well as facilitate identification of legislation-dependent resources for agency users (IRM and public information office personnel), Congressional users, and public policy researchers.

S8 Locally Defined Elements
Findings:
This analysis considered locally defined elements as any not specifically mentioned in the NARA Guidelines. The12 identified (labeled) locally-defined elements are listed below. (Note: some values were null.) 

  • URL
  • System Products Disposition
  • Organization [appears between Title and
        Abstract in addition to and of equal weight
        with Originator]
  • Material Type
  • Creation Date
  • Disposition
  • [Agency] Storage Authorized
  • Disposition Authority
  • Discription [sic]
  • Record-Type
  • Status
  • Date Of Last Revie
  • Discussion and Recommendations: The NARA Guidelines provide for use of locally defined elements in organizational elements and "when agencies wish to convey to the public or use for internal purposes information that is not part of the GILS Core. Whenever possible, such supplemental information should be associated with one of the GILS Core Elements as a locally-defined subelement to the Core Element [rather than in Supplemental Information]." It is recommended that the incidence and values of locally-defined elements be studied systematically; high incidence may indicate the need for an additional "official" element and extensive usage of a locally defined element that definitionally belongs with an extant element may dictate a clarification of the NARA Guidelines usage instructions.

     

    5.0. SUMMARY OF RECOMMENDATIONS

    The following recommendations have been extracted from Section 4.0 Findings, Discussion, and Recommendations and arranged according to whether they are best implemented (1) at the agency level or (2) standards level by means of revision to the NARA Guidelines.

     

    5.1. Agency Level

     

    5.2. Standards Level (Revision of the NARA Guidelines)

    It is recommended that agencies and inter-agency oversight bodies implement the above recommendations with specific procedures, schedules, and performance measurements.

     

    6.0. FURTHER RESEARCH

    Investigators discovered from this content analysis experience that the method might find optimal utility when employed in circumstances where specific user-defined criteria are known. For example, the user assessment technique described in Appendix C-5 Scripted Online User Assessment Methodology, for example, revealed that excessive record length (i.e., number of elements present) was off-putting to some users. The effects of record length on users for known-item searching vs. browsing, for example, could be studied by means of a record sample comprising a mix of popular resources (determined by Public Information Officers or transaction log analysis), newly created or newly aggregated resources, and resources sought frequently by professional intermediaries (such as federal depository librarians) but not end users. An understanding of how users read, evaluate, and "use" GILS records could inform the creation of customized record views.

    The following list presents areas for further research of record content as an indicator of how well GILS is meeting expectations of users.

    These areas of research are considered viable in terms of improving GILS synergy with other products and services in government information space and its efficacy in NIDR, as well as in developing technical and procedural standards to guide the evolution of GILS.

    7.0. CONCLUSION

    The content analysis of GILS records provided valuable data concerning their accuracy, completeness, and serviceability in NIDR. In addition, it afforded a high-level view of the types and aggregation levels of resources being described as well as modes of packaging and dissemination.

    Placed in context with the online user assessment results (see Appendix E-3 Scripted Online User Assessment Findings, Discussion, and Recommendations), the assessed degree of variation in the quality of GILS records demands immediate attention at both the agency and standards levels. Agencies can adapt the content analysis methodology to appraise the quality of their current GILS records as well as to identify early and act on evolving issues—e.g., such as scope of collection and levels of granularity—at the collection level. In addition, when applied to a government-wide sample, adaptations of this record content analysis will inform oversight bodies about levels of adherence to standards and synergy of GILS with other Federal government NIDR mechanisms.

     Attachments E2-1a through E2-1d
    Examples of High-Quality Records From the Sample

    Four records exhibiting characteristics of "high quality" as defined by the record content analysis are reproduces in Attachments 1a through 1d. They have been reproduced as closely as possible to depict their actual display to an online user of GILS (i.e., font attributes, line spacing and indentation, etc.): 

    These records contain mandatory elements populated with NARA Guidelines-compliant values and are highly readable and descriptive without excessive length. In addition, they represent a range of "information objects" and "containers": an information resource organization, an aggregated set of reports available via Web site, a "system of records" available via GPO Access, and a traditional printed publications catalog, respectively.

      

    Attachment E2-1a
    High Quality Record From the Sample

     Title: AHCPR Publications Clearinghouse

    Acronym: AHCPRPC

    Originator: Department of Health and Human Services (HHS)
                U.S. Public Health Service (PHS)
                Agency for Health Care Policy and Research (AHCPR)

    Local Subject Index: US Federal GILS, Clearinghouse

    Abstract: The AHCPR Publications Clearinghouse is the primary
              storage and distribution point for all AHCPR
              publications. The Clearinghouse also maintains and
              manages AHCPR's automated mailing/inventory control
              system and manages the storage and shipping of AHCPR
              exhibits.

    Purpose: The AHCPR Publications Clearinghouse serves as the
             Agency's direct mail and fulfillment service point.

    Agency Program: A component of the Center for Health
                    Information Dissemination, this clearinghouse
                    is authorized under Section 6013, P.L. 101-
                    239, Omnibus Reconciliation Act of 1989.

    Time Period of Content:
         Time Period Structured: 19940901 -
         Time Period Textual: 1 September 1994 - ongoing

    Availability:
      Distributor:
         Name: Erin Henderson, Project Director
         Organization: Logistics Applications, Inc.
         Street Address: 9475 Gerwig Lane, Suite V
         City: Columbia
         State: MD
         Zip Code: 21046-1506
         Country: USA
         Network Address: None
         Hours of Service: 9 a.m.- 5 p.m., Monday - Friday
                           closed Federal Holidays

         Telephone: 800-358-9295; 301-621-3033 (local and non-U.S.)
         Fax: 410-290-3841
         TDD: 888-586-6340

         Order Process: AHCPRPC can be accessed via telephone, fax,
         TDD, or the Internet via the AHCPR Web Home Page.

    Technical Prerequisites: For WWW access, Internet access and a
                             browser is required.

    Available Time Period:
       Electronic information access: 1 September 1994 - ongoing

     Available Linkage:
       Connect to AHCPRPC via AHCPR Home Page:
            http://www.ahcpr.gov/

     Available Linkage Type: plain text

    Access Constraints: None

    Use Constraints: None

    Point of Contact:
         Name: Steven Merrill, Federal Project Officer;
               Judy Wilcox, Federal Alternate Project Officer
         Organization: Agency for Health Care Policy and Research
         Street Address: 2101 E. Jefferson Street, Suite 501
         City: Rockville
         State: MD
         Zip Code: 20852
         Country: USA
         Network Address: smerrill@po5.ahcpr.gov;
                          awilcox@po5.ahcpr.gov or
                          puborder@po5.ahcpr.gov
         Hours of Service: Monday - Friday, 7 a.m.- 4 p.m.
         Telephone: Steven Merrill: 301-594-1364, extension 1350;
                    Judy Wilcox:    301-594-1364, extension 1389
         Fax: 301-594-2286

    Control Identifier: HHS-AHC-00509

    Record Source: Agency for Health Care Policy and Research
                   Center for Health Information Dissemination

    Date of Last Modification: 19960708

     

    Attachment E2-1b
    High Quality Record From the Sample

     Title: Aviation Accident Synopses World Wide Web Page

     Originator:

     Department/Agency Name: National Transportation Safety Board

     Major Organizational Subdivision: Office of Research and Engineering

     Name of Unit: Analysis and Data Division

     Local Subject Index:

     Local Subject Term: US Federal GILS

     Abstract: The Aviation Accident Synopses World Wide Web Page contains short reports describing aircraft accidents and incidents and their probable cause, and contributing factors. Included are civil aviation accidents within the United States, its territories and possessions, and in international waters. Incidents (mishaps that do not meet the aircraft damage or personal injury thresholds in the regulatory definition of "accident") investigated by the National Transportation Safety Board are contained in the database in the same form as accidents. Reports are available for the time period 1983 to the present. Generally, a preliminary report is available on line within a few days of an accident. When the investigation is completed, the preliminary report is replaced with a final description of the accident and its probable cause. The World Wide Web page provides access to more than 35,000 reports through 1995, and is growing by approximately 2,250 cases per year. Access to specific accidents and incidents is by means of monthly lists of all such occurrences in the National Transportation Safety Board's Aviation Accident Data Base. Synopses and monthly lists are updated daily.

    Purpose: The Aviation Accident Synopses World Wide Web page provides to the public direct access to limited information regarding aviation accidents investigated by the National Transportation Safety Board.

    Agency Program: The National Transportation Safety Board provides information to the public via its World Wide Web page with the intent of making safety related information rapidly and easily available to its customers worldwide.

    Spatial Reference:

    Geographic Name:

    Geographic Keyword Name: United States

    Geographic Keyword Name: United States Territories and Possessions

    Geographic Keyword Name: International Waters

    Time Period of Content:

    Time Period-Structured: 1983-

    Time Period-Textual: 1983 - [ongoing]

    Availability:

    Distributor:

    Name: NTSB WWW Server

    Organization: National Transportation Safety Board

    Network Address: webmaster@ntsb.gov

    Order Process: Accident synopses are available via the internet using an http client. From the NTSB Home Page
    (www.ntsb.gov), select "Aviation" then "Accidents".

    Technical Prerequisites: Access to the Internet and an http client.

    Available Linkage: http://www.ntsb.gov

    Available Linkage Type: text/plain

    Sources of Data: Synopses are produced from data developed by aviation accident investigators of the National Transportation Safety Board.

    Access Constraints: Synopses may be located only by searching monthly lists of accidents and incidents.

    Use Constraints: Public Law 93-633 and the National Transportation Safety Board's regulations 49 CFR 835 prohibit the use of accident/incident findings, including the probable cause and contributing factors as evidence in any suit or action for damages arising from that event.

    Point of Contact:

    Name: Analysis and Data Division (RE-50)

    Organization: National Transportation Safety Board

    Street Address: 490 L'Enfant Plaza East

    City: Washington

    State: DC

    Zip Code: 20594-2000

    Country: USA

    Network Address: webmaster@ntsb.gov

    Hours of Service: 8:00 a.m. - 5:00 p.m.

    Telephone: 202-314-6550

    Telephone: 800-877-6799

    Fax: 202-314-6598

    Cross Reference:

    Cross Reference Title: Aviation Accident Database

    Cross Reference Linkage: GILS: NTSB0001

    Cross Reference Type: text/html

    Cross Reference Title: Safety Recommendations Database

    Cross Reference Linkage: GILS: NTSB0002

    Cross Reference Type: text/html

    Cross Reference Title: Accident Investigation Dockets

    Cross Reference Linkage: GILS: NTSB0003

    Cross Reference Type: text/html

    Cross Reference Title: Formal Reports

    Cross Reference Linkage: GILS: NTSB0004

    Cross Reference Type: text/html

    Schedule Number: Not scheduled

    Control Identifier: NTSB0005

    Record Source:

    Department/Agency Name: National Transportation Safety Board

    Major Organizational Subdivision: Office of Research and Engineering

    Name of Unit: Analysis and Data Division

    Date of Last Modification: 19960329

     

    Attachment E2-1c
    High Quality Record From the Sample

     

    TITLE: Farm Credit Administration's Privacy Act Systems

     

    Originator: Farm Credit Administration

     

    LOCAL SUBJECT INDEX: US Federal GILS

     

    ABSTRACT: In compliance with the Privacy Act of 1974, the Farm Credit Administration publishes notices in the Federal Register about the record systems the agency maintains that are retrieved by name or personal identifier. These record systems are commonly referred to as "Privacy Act systems" and the information published about them are referred to as "system notices". The Privacy Act systems maintained by FCA primarily cover FCA employees. Each "system notice" contains the following information: system name; system location; categories of individuals covered by the system; categories of records in the system; authority for maintenance for the system; routine use of records maintained in the system; policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system; the name and address of the system manager; and procedures for access and contesting information in the records. After publication in the Federal Register, FCA's system notices are compiled in Privacy Act Issuances, a biennial compilation of all Federal agency Privacy Act notices, which has been published by the Government Printing Office in CD-ROM format since 1993. A free public-access version of Privacy Act Issuances is available on the Internet. Any revisions to FCA's Privacy Act notices since the last compilation can be found by reviewing the Federal Register.

     

    PURPOSE: FCA's Privacy Act system notices provide the public with information about systems of records maintained by the agency that are retrieved by name or personal identifier.

     

    AGENCY PROGRAM: 5 USC 552a, the Privacy Act of 1974

     

    AVAILABILITY:

     

    Distributor:

     

    Name: Superintendent of Documents, U.S. Government Printing Office (GPO)

     

    Street address: Mail Stop SDE, 732 North Capitol Street NW

     

    City: Washington, D.C

     

    Zip Code: 20401

     

    Country: USA

     

    Telephone: 202-512-1530

     

    Fax: 202-512-1262

     

    Hours: 7:00 a.m. - 5:00 p.m. M-F EST

     

    Resource: Privacy Act Issuances (on-line version)

     

    Order Process: Available through the Internet free of charge or through dial-up access. There is no charge for using the phone line, but you may incur long distance charges.

     

    Technical Prerequisites: Access to Internet and an http browser or telnet or WAIS client or access to a modem and telephone line.

     

    Linkage: http://www.access.gpo.gov/sudocs/gils/gils.html; telnet:
    swais.access.gpo.gov; wais: wais.access.gpo.gov; asynchronous: 202- 512-1661

     

    Linkage Type: text/plain

     

    ACCESS CONSTRAINTS: None.

     

    USE CONSTRAINTS: None.

     

    POINT OF CONTACT:

     

    Name: Office of General Counsel

     

    Organization: Farm Credit Administration

     

    Street address: 1501 Farm Credit Drive

     

    City: McLean

     

    State: Virginia

     

    Zip code: 22102-5090

     

    Country: USA

     

    Telephone: 703-883-4022

     

    CONTROL IDENTIFIER: FCA/PA-1

     

    RECORD SOURCE: Farm Credit Administration

     

    DATE OF LAST MODIFICATION: 19970220

     

    Attachment E2-1d
    High Quality Record From the Sample

    Title: FEMA Publications Catalog

    Originator:
         Department/Agency Name: Federal Emergency Management Agency

    Abstract: This catalog provides information regarding publications and
    other printed matter produced by FEMA.

    Purpose: This catalog provides directions/addresses of where and how to
    obtain copies of FEMA publications and other printed matter produced by
    FEMA.

    Agency Program: These publications are made available as a customer
    service to the public. The publications also document FEMA's mission and
    programs that are available to the public, such as emergency management
    training.

    Availability:
         Distributor:
              Distributor Name: Federal Emergency Management Agency
              Distributor Organization: FEMA Publications Warehouse
              Distributor Street Address: P. O. Box 2012
              Distributor City: JessupDistributor State: MD
              Distributor Zip Code: 20794-2012
              Distributor County: USA
              Distributor Network Address: None
              Distributor Hours of Service: 8:30 a.m. to 5:00 p.m. EST
              Distributor Telephone: 1-800-480-2520
              Distributor Fax: 301-497-6378

     

    Order Process: Requests for copies of this catalog can be made by writing
    or calling and asking for FEMA Publication 20. Requests are limited to 100
    copies. Any of the publications listed in the catalog can be ordered by
    following the instructions listed in the catalog.

    Access Constraints: There are no access constraints for the catalog for
    requests from the United States; however, individual publications listed in
    the catalog may indicate some access constraints. Foreign requests must be
    approved by the Office of Security, FEMA, prior to being fulfilled.

    Use Constraints: None.

    Point of Contact:
         Contact Name: Printing & Publications Branch
         Contact Organization: Program Services Division, FEMA
         Contact Street Address: 500 C Street, SW
         Contact City: Washington
         Contact State: DC
         Contact Zip Code: 20472
         Contact Country: USA
         Contact Network Address: None
         Contact Hours of Service: 8:30 a.m. to 5:00 p.m. EST
         Contact Telephone: 202-646-2650
         Contact Fax: 202-646-3524

    Schedule Number: Scheduled: N1-311-86-1 1K6

    Control Identifier: FEMA0001

    Record Source: Federal Emergency Management Agency

    Date of Last Modification: 19950404

     

    Attachments E2-2a through E2-2d
    Aggregation Code Examples
     

    These attachments illustrate the operational definitions of record and resource aggregation used in the record content analysis; no other evaluative criteria apply.

    The following four aggregation codes, discussed more fully in Appendix C-4 Record Content Analysis Methodology, were applied to all sampled records:

     

    Code

    Operational Definition

    Examples

    Record Aggregates Objects GILS record, by virtue of its creation, collects discrete information resources that record content indicates would not have otherwise been collected or aggregated. Assigned in the absence of clues within the record that the represented objects were heretofore packaged as this collection to optimize information discovery and retrieval.
    • Privacy Act Systems compilation
    • files
    • press releases
    • forms
    Aggregated Object Represented GILS record represents an a priori or purposeful collection of information resources—e.g., woodpecker database or agency website. GILS record represents an object that collects, or comprises, two or more discrete information objects, and that represents a collection of standalone information files or products packaged together on the basis of a common theme or subject for functional convenience.
    • CD-ROM of regulations
    • System that compiles Privacy Act records
    • job line of open requisitions
    Discrete Object Represented GILS record describes a standalone document-level entity that does not meet the criteria for "object aggregates metadata" below.
    • annual report
    • videotape
    Object Aggregates Metadata GILS record describes a pre-existing metadata collection, or "locator," as an information resource.
    • directory
    • catalog
    • index
    • log

     

     

    Attachment E2-2a
    Record Aggregates Objects

    Title: Briefing Materials, Public Comments, other Related
         Official Files
         Acronym:

    Originator:
         Department/Agency Name: Consumer Product Safety Commission

    Local Subject Index:
         Local Subject Term: US Federal GILS
         Local Subject Term: Consumer Product Safety

    Abstract: These files include the briefing memoranda prepared by
    the staff and reviewed by the Commissioners and public comments
    to any rulemaking documents.

    Purpose: To adhere to the provisions of the Consumer Product
    Safety Act and other laws administered by the Commission.

    Agency Program: To store, index and maintain the records
    associated with official Commission actions.

    Availability:
         Distributor Name: Office of the Secretary, Freedom of
         Information Division
         Organization: Consumer Product Safety Commission
         Street Address: 4330 East West Highway
         City: Bethesda
         State: MD
         Country: USA
         Zip Code: 20207
         Telephone: 301-504-0800
         Fax: 301-504-0127
         Order Process: Official records are available in hard copy
         from the Office of the Secretary or the Office of
         Information and Public Affairs at the address provided..

    Availability:
         Distributor Name: Office of Information and Public Affairs
         Organization: Consumer Product Safety Commission
         Street Address: 4330 East West Highway
         City: Bethesda
         State: MD
         Country: USA
         Zip Code: 20207
         Telephone: 301-504-0785
         Fax: 301-504-0862
         Order Process: Official records are available in hard copy
         from the Office of the Secretary or the Office of
         Information and Public Affairs at the address provided.

    Access Constraints: None

    Use Constraints: None

    Point of Contact:
         Name: Office of the Secretary
         Organization: Consumer Product Safety Commission
         Street Address: 4330 East West Highway
         City: Bethesda
         State: MD
         Zip Code: 20207
         Country: USA
         Network Address: info@cpsc.gov
         Hours of Service: 8:30 a.m. - 5:00 p.m.
         Telephone: 301-504-0800
         Fax: 301-504-0127

    Control Identifier: CPSC0014

    Record Source:
         Department/Agency Name: Consumer Product Safety Commission

    Date of Last Modification: 19960510

     

    Attachment E2-2b
    Aggregated Object Represented

    TITLE: Worldwide Real Property Inventory System 

    ACRONYM: WRPIS

    ORIGINATOR

    DEPARTMENT/AGENCY NAME: General Services Administration (GSA)

    MAJOR ORGANIZATIONAL SUBDIVISION: Public Building Service (PBS)

    MINOR ORGANIZATIONAL SUBDIVISION: Office of the Chief Information Officer

    NAME OF UNIT: Customer Service Division

    ABSTRACT: The Worldwide Real Property Inventory System (WRPIS) supports the worldwide inventory information reporting cycle which involves collecting real property data (GSA FORM 1166) from Executive Branch Federal agencies, analyzing the data, and providing worldwide real property data to the public, private organizations, Congress, and other Federal agencies by providing a single source of information for both owned and leased property. The WRPIS system accepts data from Foundation Information for Real Property Management System (FIRM) as well as other media from the Executive Branch agencies. Reports and information available from WRPIS include the Summary Report of Real Property Leased by the United States Throughout the World, the Summary Report of Real Property Owned by the United States Throughout the World, and the World Wide Geographic Location Code Table.

    BEGIN DATE: 1993

    END DATE:

    AVAILABILITY

    DISTRIBUTOR 

    DISTRIBUTOR NAME: Public Buildings Service (PBS)

    DISTRIBUTOR ORGANIZATION: General Services Administration (GSA)

    DISTRIBUTOR STREET ADDRESS: 18th and F Streets, NW

    DISTRIBUTOR CITY: Washington

    DISTRIBUTOR STATE: DC

    DISTRIBUTOR ZIP CODE: 20405

    DISTRIBUTOR COUNTRY: USA 

    DISTRIBUTOR NETWORK ADDRESS:

    DISTRIBUTOR HOURS OF SERVICE: 8:00 a.m. - 4:30 p.m.

    DISTRIBUTOR TELEPHONE: 202-501-0856

    DISTRIBUTOR FAX:

    RESOURCE DESCRIPTION:

    ORDER PROCESS: 

    ORDER INFORMATION: There is no on-line access to WRPIS outside of the Public Building Service except for the Worldwide Geographic Location Code Table. This information is accessible through the GSA Electronic Management Information (GEMI) Bulletin Board, 202-219-0132. This data is also available by printout and/or electronic media. To request printouts or electronic copies of the Worldwide Geographic Location Code Table or copies of the annual publications "Summary Report of Real Property Leased by the United States Throughout the World" and "Summary Report of Real Property Owned by the United States Throughout the World" write to the PBS Office of Governmentwide Real Property Policy (PG) at the address shown in the Distributor field. 

    COST:

    COST INFORMATION: Some reports are free to other Federal agencies but there may be charges for the public and private sector. Specific costs will be determined on a case by case basis based on the specific requirements of the request.

    TECHNICAL PREREQUISITES: To access GEMI Bulletin Board, 2,400 to 14,400 BAUD modem, ANSI or VT1000 terminal emulation, communications software 

    AVAILABLE TIME PERIOD

    TIME PERIOD STRUCTURED:

    TIME PERIOD TEXTUAL:

    AVAILABLE LINKAGE: To access GEMI Bulletin Board, dial 202-219-0312, settings N-8-1-F.

    AVAILABLE LINKAGE TYPE:

    SOURCES OF DATA: Executive Branch agencies

    ACCESS CONSTRAINTS

    GENERAL ACCESS CONSTRAINTS: None. 

    DOCUMENTATION:

    ORIGINATOR DISSEMINATOR CONTROL:

    SECURITY CLASSIFICATION CONTROL:

    USE CONSTRAINTS: None

    POINT OF CONTACT FOR FURTHER INFORMATION

    CONTACT NAME: Office of the Chief Information Officer

    CONTACT ORGANIZATION: Public Building Service (PBS)

    CONTACT STREET ADDRESS: 18th and F Streets, NW

    CONTACT CITY: Washington

    CONTACT STATE: DC

    CONTACT ZIP CODE: 20405

    CONTACT COUNTRY: USA

    CONTACT NETWORK ADDRESS:

    CONTACT HOURS OF SERVICE: 8:00 a.m. - 4:30 p.m.

    CONTACT TELEPHONE: 202-501-9170

    CONTACT FAX: 202-208-7087

    PURPOSE: See abstract

    AGENCY PROGRAM: WRPIS supports the Federal Management Regulations 41 CFR 101-3 provision which requires Executive Branch Agencies, on an annual basis, to submit information regarding their properties to GSA.

    SCHEDULE NUMBER: Not scheduled.

    CONTROL IDENTIFIER: GSACP9002 

    RECORD SOURCE

    RECORD SOURCE/DEPARTMENT AGENCY NAME: General Services Administration (GSA)

    RECORD SOURCE/MAJOR ORGANIZATIONAL SUBDIVISION: Information Technology Service (ITS)

    RECORD SOURCE/MINOR ORGANIZATIONAL SUBDIVISION: Office of GSA-Wide Information Technology (IT)

    RECORD SOURCE/NAME OF UNIT: Center for GSA-Wide IT Systems Planning and Management

    DATE OF LAST MODIFICATION: 19951031

    SUPPLEMENTAL INFORMATION:  

    SYSTEM PRODUCTS DISPOSITION:

    LOCAL SUBJECT INDEX

    LOCAL SUBJECT TERM: US Federal GILS 

    Attachment E2-2c
    Discrete Object Represented

    Title: Investment Funds Brochure

    Originator: U.S. International Development Cooperation Agency
    (IDCA)/Overseas Private Investment Corporation (OPIC)

    Abstract: The Investment Funds Brochure contains general information on each of the Investment Funds guarantied by OPIC. For each fund, the Fund Manager, Capital, Status of Funds Availability, Target Market, Targeted Sectors, Preferred Investment, Exit Strategy, Requirements, Qualifications for U.S. Business Participation, and Additional Services are listed.

    Purpose: The Investment Funds Brochure is designed to provide a brief
    synopsis of OPIC's guarantied funds to help American business
    executives and entrepreneurs interested in investing.

    Agency Program: The Investment Funds Brochure describes Guarantied
    Funds managed by the Investment Funds Program.

    Availability:
         Distributor Name: Information Officer
        Organization: Overseas Private Investment Corporation
        Street Address: 1100 New York Avenue, N.W.
         City: Washington
             State: D.C.
          Country: U.S.A.
     Zip Code: 20527-0001
        Network Address: opic/s=info@mhs.attmail.com
        Hours of Service: 8:45 a.m. to 5:30 p.m.
            Telephone: 202/336-8799
     Fax: 202/336-8700
           Order Process: The Investment Funds Brochure is available
    without charge by writing to the Information Officer, at the above
    address, or by faxing a request to the number above, or by calling the
    Information Line at the phone number above.

    Availability:
           Distributor Name: Depository Library Program
        Organization: Government Printing Office
            Order Process: Item number OP.1.2; depository item number
          0834-W-02.

    Sources of Data: The Investment Funds Brochure provides information
    from sources within OPIC.

    Access Constraints: None.

    Use Constraints: None.

    Point of Contact:
          Distributor Name: Information Officer
       Organization: Overseas Private Investment Corporation
       Street Address: 1100 New York Avenue, N.W.
        City: Washington
          State: D.C.
       Country: U.S.A.
     Zip Code: 20527-0001
        Network Address: opic/s=info@mhs.attmail.com
        Hours of Service: 8:45 a.m. to 5:30 p.m.
            Telephone: 202/336-8799
     Fax: 202/336-8700 

    Schedule Number: Scheduled- N1-420-93-1, #26.

    Control Identifier: IDCA/OPIC-GILS: 0008

    Record Source:
       Agency Name: U.S. International Development Cooperation
                             Agency (IDCA)/Overseas Private Investment Corporation
                     (OPIC)
     Major Organizational Subdivision: Management Services Department
            Name of Unit: Information Center 

    Date of Last Modification: 19951218

     

    Attachment E2-2d
    Object Aggregates Metadata

    Title: Office of the General Counsel Library Catalog

    Originator: Pension Benefit Guaranty Corporation (PBGC)/Office of
    the General Counsel

    Controlled Vocabulary: Yes

    Abstract: The Office of the General Counsel Library Catalog
    describes the library's holdings. Approximately 1400 titles in
    the area of pensions and pension law, bankruptcy, administrative
    law, and Federal practice. The library is a Federal Government
    Depository and maintains a small collection of government
    legislation, regulatory, and other documents in print and
    electronic format.

    Begin Date: 1990

    Purpose: The Office of the General Counsel Library Catalog
    enables the user to locate library resources and materials. The
    catalog is used as an automated finding aid.

    Agency Program: Library resources support the work of agency
    staff.

    Distributor:
    Name: Office of the General Counsel
    Organization: Pension Benefit Guaranty Corporation
    Street Address: Suite 340, 1200 K Street
    City: Washington, D.C.
    State: N/A
    Zip: 20005-4026
    Country: USA
    Telephone: (202) 326-4004
    FAX: (202) 326-4112

    Order Process: Currently, there is no on-line access to the
    General Counsel Library Catalog. The catalog is available to
    users in the OGC library which is open to the public during
    business hours (below).

    Available linkage: PBGC Home page URL: http://www.pbgc.gov
    Available linkage type: html

    Sources of Data: Inventory of library holdings collected
    internally from PBGC departments, and outside government agencies
    and sources.

    Use Constraints: None 

    Point of Contact:
    Lilian H. Fry, Librarian
    Office of the General Counsel
    Organization: Pension Benefit Guaranty Corporation
    Street Address: Suite 340 1200 K Street
    City: Washington, D.C.
    State: N/A
    Zip: 20005-4026
    Country: USA
    Hours: 9:00 a.m. - 4:00 p.m.
    Telephone: (202) 326-4004
    FAX: (202) 326-4112

    Schedule Number: General Records Schedule Number #20.9.

    Control Identifier: PBGC0003

    Date of Last Modification: 19961119

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